Neeraj Agrawal - 27 May 2025 Form 4 Insider Report for Sprinklr, Inc. (CXM)

Role
Director, 10%+ Owner
Signature
/s/ Christopher Schiavo, as Attorney-in-Fact for Neeraj Agrawal
Issuer symbol
CXM
Transactions as of
27 May 2025
Net transactions value
$0
Form type
4
Filing time
29 May 2025, 17:34:57 UTC
Previous filing
16 Apr 2025
Next filing
02 Jun 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Agrawal Neeraj Director, 10%+ Owner C/O SPRINKLR, INC., 441 9TH AVENUE, 12TH FLOOR, NEW YORK /s/ Christopher Schiavo, as Attorney-in-Fact for Neeraj Agrawal 29 May 2025 0001532809

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CXM Class A Common Stock Conversion of derivative security +5,334,367 +86% 11,570,734 27 May 2025 By Battery Ventures IX, L.P. F1, F2
transaction CXM Class A Common Stock Conversion of derivative security +53,335 +90% 112,687 27 May 2025 By Battery Investment Partners IX, LLC F1, F3
holding CXM Class A Common Stock 349,931 27 May 2025 Direct
holding CXM Class A Common Stock 700,244 27 May 2025 By Trust F4
holding CXM Class A Common Stock 1,505 27 May 2025 By Trust F5
holding CXM Class A Common Stock 2,180,664 27 May 2025 By Battery Ventures Select Fund I, L.P. F6
holding CXM Class A Common Stock 215,670 27 May 2025 By Battery Investment Partners Select Fund I, L.P. F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CXM Class B Common Stock Conversion of derivative security $0 -5,334,367 -100% $0.000000 0 27 May 2025 Class A Common Stock 5,334,367 By Battery Ventures IX, L.P. F1, F2, F8
transaction CXM Class B Common Stock Conversion of derivative security $0 -53,335 -100% $0.000000 0 27 May 2025 Class A Common Stock 53,335 By Battery Investment Partners IX, LLC F1, F3, F8
holding CXM Class B Common Stock 1,203,568 27 May 2025 Class A Common Stock 1,203,568 By Battery Ventures Select Fund I, L.P. F6, F8
holding CXM Class B Common Stock 119,034 27 May 2025 Class A Common Stock 119,034 By Battery Investment Partners Select Fund I, L.P. F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares of Class B common stock were converted on a one-for-one basis into Class A common stock.
F2 Securities are held by BV IX. Battery Partners IX, LLC ("BP IX") is the general partner of BV IX. The Reporting Person is a managing member of BP IX and maybe deemed to share voting and dispositive power over these securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
F3 Securities are held by BIP IX. BP IX is the managing member of BIP IX. The Reporting Person is a managing member of BP IX and may be deemed to share voting and dispositive power over these securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
F4 Securities are held by the Neeraj Agrawal Irrevocable GST Trust of 2013, of which the Reporting Person's spouse is the trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his proportionate pecuniary interest therein.
F5 Securities are held by Neeraj Agrawal Revocable Trust of 2012, of which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his proportionate pecuniary interest therein.
F6 Securities are held by Battery Ventures Select Fund I, L.P. ("BV Select I"). The sole general partner of BV Select I is Battery Partners Select Fund I, L.P. ("BP Select I"). The general partner of BP Select I is Select Fund I GP, LLC ("BP Select I GP"). The Reporting Person is a managing member of BP Select I GP and may be deemed to share voting and dispositive power over these securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
F7 Securities are held by Battery Investment Partners Select Fund I, L.P. ("BIP Select I"). The sole general partner of BP Select I GP. The Reporting Person is a managing member of BP Select I GP and may be deemed to share voting and dispositive power over these securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
F8 Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria.