Edward Jay Kreps - 20 May 2025 Form 4 Insider Report for Confluent, Inc. (CFLT)

Role: CHIEF EXECUTIVE OFFICER, Director
Signature: /s/ Melanie Vinson, Attorney-in-Fact
Issuer symbol: CFLT
Transactions as of: 20 May 2025
Net transactions value: -$823,521
Form type: 4
Filing time: 22 May 2025, 18:00:06 UTC
Previous filing: 19 May 2025
Next filing: 09 Jun 2025
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Kreps Edward Jay	CHIEF EXECUTIVE OFFICER, Director	C/O CONFLUENT, INC., 899 W. EVELYN AVENUE, MOUNTAIN VIEW	/s/ Melanie Vinson, Attorney-in-Fact	22 May 2025	0001868976

This filing has been restated, see here for the amended filing

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CFLT	Class A Common Stock	Conversion of derivative security		+37,707	+8.3%		490,195	20 May 2025	Direct	F1
transaction	CFLT	Class A Common Stock	Sale	$823,521	-37,707	-7.7%	$21.84	452,488	20 May 2025	Direct	F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Ownership	Footnotes
transaction	CFLT	Class B Common Stock	Conversion of derivative security	$0	-37,707	-0.24%	$0.000000	15,374,793	20 May 2025	Class A Common Stock	37,707	Direct	F1
holding	CFLT	Class B Common Stock						149,984	20 May 2025	Class A Common Stock	149,984	See footnote	F1, F4
holding	CFLT	Class B Common Stock						1,000,000	20 May 2025	Class A Common Stock	1,000,000	See footnote	F1, F5
holding	CFLT	Class B Common Stock						1,000,000	20 May 2025	Class A Common Stock	1,000,000	See footnote	F1, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id	Content
F1	Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
F2	Shares sold pursuant to a 10b5-1 trading plan adopted August 15, 2024.
F3	The shares were sold at prices ranging from $21.63 to $22.00. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4	The shares are held by The Edward J. Kreps and Jamaica H. Kreps 2018 Revocable Trust.
F5	The shares are held by the GST Exempt Trust under The Kreps Family 2019 Irrevocable Trust under agreement dated 9/26/2019.
F6	The shares are held by the GST Exempt Trust under The Kreps Family 2019 Irrevocable Trust under agreement dated 9/26/2019.