Alan S. Roemer - 27 Apr 2025 Form 4 Insider Report for IN8BIO, INC. (INAB)

Role
Director
Signature
/s/ Jason Minio, Attorney-in-Fact
Issuer symbol
INAB
Transactions as of
27 Apr 2025
Net transactions value
+$20,922
Form type
4
Filing time
07 May 2025, 20:45:07 UTC
Previous filing
23 Dec 2024
Next filing
12 May 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Roemer Alan S. Director C/O IN8BIO, INC., 350 5TH AVE. SUITE 5330, NEW YORK /s/ Jason Minio, Attorney-in-Fact 07 May 2025 0001643070

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction INAB Common Stock Options Exercise $18,893 +102,459 +36% $0.1844 387,489 30 Apr 2025 Direct
transaction INAB Common Stock Options Exercise $2,028 +11,000 +2.8% $0.1844 398,489 30 Apr 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction INAB Series A Warrants (right to buy) Disposed to Issuer -102,459 -100% 0 27 Apr 2025 Common Stock 102,459 $0.4500 Direct F1, F2, F3
transaction INAB Series A Warrants (right to buy) Award +102,459 102,459 27 Apr 2025 Common Stock 102,459 $0.1844 Direct F1, F2
transaction INAB Series A Warrants (right to buy) Options Exercise $0 -102,459 -100% $0.000000 0 30 Apr 2025 Common Stock 102,459 $0.1844 Direct F2
transaction INAB Series B Warrants (right to buy) Disposed to Issuer -102,459 -100% 0 27 Apr 2025 Common Stock 102,459 $1.50 Direct F2, F3, F4
transaction INAB Series B Warrants (right to buy) Award +11,000 11,000 27 Apr 2025 Common Stock 11,000 $0.1844 Direct F2, F4
transaction INAB Series B Warrants (right to buy) Options Exercise $0 -11,000 -100% $0.000000 0 30 Apr 2025 Common Stock 11,000 $0.1844 Direct F2
transaction INAB Series B Warrants (right to buy) Award +91,459 91,459 27 Apr 2025 Common Stock 91,459 $0.4500 Direct F2, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 and later amended on October 4, 2024 with an exercise price of $0.45 per share and expiration date of October 4, 2025. On April 27, 2025, the warrant's exercise price was reduced to $0.1844 per share and the warrant expiration date was amended to May 2, 2025.
F2 Fully vested and exercisable.
F3 The reported securities are included within 102,459 units purchased by the Reporting Person on December 13, 2023 for $1.22 per unit. Each unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 102,459 shares of common stock.
F4 The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.50 per share and expiration date of December 13, 2028. In regards to 11,000 warrant shares, the exercise price was reduced to $0.1844 per share and the warrant expiration date was amended to May 2, 2025. In regards to the remaining 91,459 warrant shares, the exercise price was reduced to $0.45 per share with no change to the expiration date.
F5 The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.50 per share. The exercise price was reduced to $0.45 per share.