Jing Nealis - 17 Apr 2025 Form 4 Insider Report for SES AI Corp (SES)

Signature
/s/ Kyle Pilkington, Attorney-in-Fact
Issuer symbol
SES
Transactions as of
17 Apr 2025
Net transactions value
-$57,984
Form type
4
Filing time
18 Apr 2025, 17:32:27 UTC
Previous filing
01 Apr 2025
Next filing
20 May 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SES Class A Common Stock Tax liability $22,007 -35,410 -1.3% $0.6215 2,732,567 17 Apr 2025 Direct F1, F2, F3
transaction SES Class A Common Stock Tax liability $10,063 -15,691 -0.57% $0.6413 2,716,876 17 Apr 2025 Direct F2, F3, F4
transaction SES Class A Common Stock Tax liability $25,914 -37,825 -1.4% $0.6851 2,679,051 18 Apr 2025 Direct F1, F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of restricted stock units ("RSUs"). These shares were not sold by the Reporting Person.
F2 Includes 123,600 unvested shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.
F3 Includes 1,501,289 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.
F4 Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of a restricted share award. These shares were not sold by the Reporting Person.
F5 Includes 1,426,800 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.