Thomas M. Siebel - 14 Apr 2025 Form 4 Insider Report for C3.ai, Inc. (AI)

Reporting relationship: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Issuer ticker: AI
Reported as of: 14 Apr 2025
Net transaction value: -$12,570,056
SEC form: 4
Accepted by SEC: 16 Apr 2025, 19:58:02 UTC
Prior SEC filing: 18 Mar 2025
Next SEC filing: 05 May 2025
Source filing: View source filing
Reporting owner signature: /s/ Andrew Thomases, Attorney-in-Fact

Key filing fact

Thomas M. Siebel filed Form 4 for C3.ai, Inc. (AI) on 16 Apr 2025.

Key facts

This page summarizes Thomas M. Siebel's Form 4 filing for C3.ai, Inc. (AI).
8 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 16 Apr 2025, 19:58.

Change

Previous filing in this sequence was filed on 18 Mar 2025.
Current net transaction value: -$12,570,056.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AI transaction

Class A Common Stock

Sale

Transaction value: $6,260,909
Shares: -311,488
Change %: -52%
Price: $20.10
Shares after: 286,698
Date: 14 Apr 2025
Ownership: Direct
Footnotes: F1, F2

AI transaction

Class A Common Stock

Sale

Transaction value: $934,993
Shares: -44,930
Change %: -16%
Price: $20.81
Shares after: 241,768
Date: 14 Apr 2025
Ownership: Direct
Footnotes: F1, F3

AI transaction

Class A Common Stock

Sale

Transaction value: $4,545,764
Shares: -228,201
Change %: -94%
Price: $19.92
Shares after: 13,567
Date: 15 Apr 2025
Ownership: Direct
Footnotes: F1, F4

AI transaction

Class A Common Stock

Sale

Transaction value: $264,149
Shares: -13,567
Change %: -100%
Price: $19.47
Shares after: 0
Date: 16 Apr 2025
Ownership: Direct
Footnotes: F1, F5

AI transaction

Class A Common Stock

Sale

Transaction value: $294,244
Shares: -14,639
Change %: -0.29%
Price: $20.10
Shares after: 5,003,700
Date: 14 Apr 2025
Ownership: See Footnote
Footnotes: F1, F2, F6

AI transaction

Class A Common Stock

Sale

Transaction value: $43,951
Shares: -2,112
Change %: -0.04%
Price: $20.81
Shares after: 5,001,588
Date: 14 Apr 2025
Ownership: See Footnote
Footnotes: F1, F3, F6

AI transaction

Class A Common Stock

Sale

Transaction value: $213,702
Shares: -10,728
Change %: -0.21%
Price: $19.92
Shares after: 4,990,860
Date: 15 Apr 2025
Ownership: See Footnote
Footnotes: F1, F4, F6

AI transaction

Class A Common Stock

Sale

Transaction value: $12,344
Shares: -634
Change %: -0.01%
Price: $19.47
Shares after: 4,990,226
Date: 16 Apr 2025
Ownership: See Footnote
Footnotes: F1, F5, F6

AI holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 9,216
Date: 14 Apr 2025
Ownership: See Footnote
Footnotes: F7

AI holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 170,924
Date: 14 Apr 2025
Ownership: See Footnote
Footnotes: F8

AI holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 72,695
Date: 14 Apr 2025
Ownership: See Footnote
Footnotes: F9

AI holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,237,115
Date: 14 Apr 2025
Ownership: See Footnote
Footnotes: F10

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 10 footnotes

Footnote F1

The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024.

Footnote F2

Represents weighted average sales price. The shares were sold at prices ranging from $19.62 to $20.6198. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Footnote F3

Represents weighted average sales price. The shares were sold at prices ranging from $20.62 to $21.385. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Footnote F4

Represents weighted average sales price. The shares were sold at prices ranging from $19.665 to $20.10. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Footnote F5

Represents weighted average sales price. The shares were sold at prices ranging from $18.99 to $19.83. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Footnote F6

The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Footnote F7

The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.

Footnote F8

The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.

Footnote F9

The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.

Footnote F10

The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.