Daniel R. Lee - 31 Mar 2025 Form 4 Insider Report for FULL HOUSE RESORTS INC (FLL)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
02 Apr 2025, 18:19:26 UTC
Prior SEC filing
03 Jan 2025
Next SEC filing
17 Jun 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Lewis A. Fanger, Attorney-in-Fact

Key filing fact

Daniel R. Lee filed Form 4 for FULL HOUSE RESORTS INC (FLL) on 02 Apr 2025.

Key facts

  • This page summarizes Daniel R. Lee's Form 4 filing for FULL HOUSE RESORTS INC (FLL).
  • 1 reported transaction and 1 derivative row are listed below.
  • Accepted by SEC: 02 Apr 2025, 18:19.

Change

  • Previous filing in this sequence was filed on 03 Jan 2025.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FLL holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
984,618
Date
31 Mar 2025
Ownership
Direct
Footnotes
F1
FLL holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
145,735
Date
31 Mar 2025
Ownership
By trust
FLL holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
132,945
Date
31 Mar 2025
Ownership
By subtrust
FLL holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
15,926
Date
31 Mar 2025
Ownership
As custodian for daughter

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FLL transaction Derivative

Employee Stock Option (right to buy)

Award

Transaction value
$0
Shares
+28,240
Change %
Price
$0.000000
Shares after
28,240
Date
31 Mar 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
28,240
Exercise price
$4.62
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Since the date of Mr. Lee's last report, Mr. Lee transferred 604,262 shares of common stock to his former spouse pursuant to a domestic relations order. Mr. Lee no longer reports as beneficially owned any securities owned by his former spouse.

Footnote F2

On January 2, 2025, the compensation committee of the board of directors of Full House Resorts, Inc. (the "Company") approved an option grant to purchase a total of 97,267 shares at $4.62 per share. Of such total, 69,027 shares were reported on Mr. Lee's Form 4 filed on January 3, 2025. The option grant to purchase the remaining 28,240 shares at $4.62 per share was subject to stockholder approval of an increase to the number of available shares for issuance under the Company's 2015 Equity Incentive Plan (the "Plan") or the adoption of a successor plan thereto. Prior to such stockholder approval, a sufficient number of shares became available under the Plan due to employee departures from the Company. Therefore, as of the transaction date of this Form 4, there were a sufficient number of shares available under the Plan to grant the option to purchase the remaining 28,240 shares at $4.62 per share.

Footnote F3

The option vests in three equal annual installments beginning on January 2, 2026.

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