Loren A. Unterseher - 14 Mar 2025 Form 4 Insider Report for SkyWater Technology, Inc (SKYT)

Signature
/s/ Loren A. Unterseher
Issuer symbol
SKYT
Transactions as of
14 Mar 2025
Net transactions value
-$11,761,961
Form type
4
Filing time
18 Mar 2025, 18:06:27 UTC
Previous filing
07 Mar 2025
Next filing
23 May 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SKYT Common Stock Sale $11,580,425 -1,412,247 -11% $8.20 11,160,832 14 Mar 2025 Direct F1
transaction SKYT Common Stock Sale $181,536 -22,090 -64% $8.22 12,285 14 Mar 2025 Direct F2, F3
holding SKYT Common Stock 3 14 Mar 2025 Direct F4
holding SKYT Common Stock 2,480,746 14 Mar 2025 By 2023 grantor retained annuity trust
holding SKYT Common Stock 189,982 14 Mar 2025 By trust for benefit of son
holding SKYT Common Stock 189,982 14 Mar 2025 By trust for benefit of son
holding SKYT Common Stock 189,981 14 Mar 2025 By trust for benefit of daughter
holding SKYT Common Stock 189,981 14 Mar 2025 By trust for benefit of daughter
holding SKYT Common Stock 52,317 14 Mar 2025 By spouse
holding SKYT Common Stock 162,394 14 Mar 2025 By revocable trust
holding SKYT Common Stock 531,283 14 Mar 2025 By family irrevocable trust
holding SKYT Common Stock 1,229,864 14 Mar 2025 By 2024 grantor retained annuity trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F2 Reflects the weighted average price of 22,090 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 14, 2025 with sale prices ranging from $8.20 to $8.355 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 Shares owned directly by Mr. Unterseher.
F4 Oxbow directly holds the shares reported in Column 5.