Asheem Chandna - 14 Mar 2025 Form 4 Insider Report for Rubrik, Inc. (RBRK)

Role
Director, 10%+ Owner
Signature
/s/ Anne-Katherin Lalendran, Attorney-in-Fact
Issuer symbol
RBRK
Transactions as of
14 Mar 2025
Net transactions value
$0
Form type
4
Filing time
18 Mar 2025, 17:40:21 UTC
Previous filing
16 Jan 2025
Next filing
01 Apr 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBRK Class A Common Stock Conversion of derivative security $0 +6,714,671 $0.000000 6,714,671 14 Mar 2025 By Greylock XIV Limited Partnership F1
transaction RBRK Class A Common Stock Conversion of derivative security $0 +373,037 $0.000000 373,037 14 Mar 2025 By Greylock XIV-A Limited Partnersip F2
transaction RBRK Class A Common Stock Conversion of derivative security $0 +373,037 $0.000000 373,037 14 Mar 2025 By Greylock XIV Principals LLC F3
holding RBRK Class A Common Stock 280,571 14 Mar 2025 Direct
holding RBRK Class A Common Stock 2,324 14 Mar 2025 By Asheem Chandra and Aarti Chandra, Trustees of the Chandra Children's Trust dated 12/31/2012
holding RBRK Class A Common Stock 11,621 14 Mar 2025 By The Revocable Trust of Asheem Chandra and Aarti Chandra, UDT 4/13/98

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBRK Class B Common Stock Conversion of derivative security $0 -6,714,671 -50% $0.000000 6,714,671 14 Mar 2025 Class A Common Stock 6,714,671 By Greylock XIV Limited Partnership F1, F4
transaction RBRK Class B Common Stock Conversion of derivative security $0 -373,037 -50% $0.000000 373,036 14 Mar 2025 Class A Common Stock 373,037 By Greylock XIV-A Limited Partnership F2, F4
transaction RBRK Class B Common Stock Conversion of derivative security $0 -373,037 -50% $0.000000 373,036 14 Mar 2025 Class A Common Stock 373,037 By Greylock XIV Principals LLC F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are held of record by Greylock XIV Limited Partnership, or Greylock XIV LP. Greylock XIV GP LLC, or Greylock XIV GP, is the general partner of Greylock XIV LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.
F2 The shares are held of record by Greylock XIV-A Limited Partnership, or Greylock XIV-A LP. Greylock XIV GP is the general partner of Greylock XIV-A LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV-A LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV-A LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.
F3 The shares are held of record by Greylock XIV Principals LLC, or Greylock XIV Principals. Greylock XIV GP is the manager of Greylock XIV Principals. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV Principals and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV Principals. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.
F4 Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.