Todd D. Lavieri - 15 Mar 2025 Form 4 Insider Report for Information Services Group Inc. (III)

Signature
/s/ Michael A. Sherrick, Attorney-in-Fact
Issuer symbol
III
Transactions as of
15 Mar 2025
Net transactions value
-$18,777
Form type
4
Filing time
18 Mar 2025, 16:43:26 UTC
Previous filing
04 Sep 2024
Next filing
04 Jun 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction III Shares of Common Stock Tax liability $168,776 -50,231 -4.6% $3.36 1,030,494 15 Mar 2025 Direct F1
transaction III Shares of Common Stock Award $150,000 +42,857 +4.2% $3.50 1,057,158 17 Mar 2025 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3.
F2 Represents restricted stock units (RSUs) granted to the reporting person pursuant to the Information Services Group, Inc. Amended and Restated 2007 Equity and Incentive Award Plan, which will vest 100% on March 17, 2026.
F3 Includes 2,045 shares acquired under the Information Services Group, Inc. Amended and Restated 2007 Employee Stock Purchase Plan.