| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GKOS | Common Stock | Award | $0 | +1.95K | +2.69% | $0.00 | 74.4K | 13 Mar 2025 | Direct | F1, F2 |
| transaction | GKOS | Common Stock | Award | $0 | +3.69K | +4.96% | $0.00 | 78.1K | 13 Mar 2025 | Direct | F3, F4 |
| transaction | GKOS | Common Stock | Award | $0 | +12.4K | +15.91% | $0.00 | 90.5K | 13 Mar 2025 | Direct | F5, F6 |
| transaction | GKOS | Common Stock | Tax liability | -$97.9K | -958 | -1.06% | $102.19 | 89.5K | 17 Mar 2025 | Direct | F7, F8 |
| Id | Content |
|---|---|
| F1 | Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 18, 2021, the earning and vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating & Governance Committee of the Issuer's Board of Directors (the "Compensation Committee") determined on March 13, 2025 that one of the operational targets had been achieved. The number of shares reported herein consists of the portion of the award that was deemed earned based upon the achievement of the operational target. 50% of the number of shares of common stock reported herein will vest and be delivered in May 2025 and the remaining 50% will vest and be delivered in February 2026. |
| F2 | Includes 47,920 restricted stock units that have not yet vested or been delivered to the Reporting Person. |
| F3 | Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 14, 2024, the earning and vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation Committee determined on March 13, 2025 that one of the operational targets had been achieved. The number of shares reported herein consists of the portion of the award that was deemed earned based upon the achievement of the operational target. 100% of the number of shares of common stock reported herein were vested and delivered on March 13, 2025. |
| F4 | Includes 51,611 restricted stock units that have not yet vested or been delivered to the Reporting Person. |
| F5 | Granted by the Issuer in the form of restricted stock units which vest over a four-year period, with 25% to vest on each anniversary of the grant date |
| F6 | Includes 60,342 restricted stock units that have not yet vested or been delivered to the Reporting Person. |
| F7 | Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 14, 2024. |
| F8 | Includes 57,574 restricted stock units that have not yet vested or been delivered to the Reporting Person. |