Erica Schultz - 11 Mar 2025 Form 4 Insider Report for Confluent, Inc. (CFLT)

Role
PRESIDENT, FIELD OPERATIONS
Signature
/s/ Melanie Vinson, Attorney-in-Fact
Issuer symbol
CFLT
Transactions as of
11 Mar 2025
Net transactions value
$0
Form type
4
Filing time
13 Mar 2025, 20:17:09 UTC
Previous filing
06 Mar 2025
Next filing
17 Jul 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CFLT Class A Common Stock Conversion of derivative security +50,000 +10% 552,424 11 Mar 2025 Direct F1
transaction CFLT Class A Common Stock Conversion of derivative security +75,000 +14% 627,424 12 Mar 2025 Direct F1
transaction CFLT Class A Common Stock Conversion of derivative security +75,000 +12% 702,424 13 Mar 2025 Direct F1
holding CFLT Class A Common Stock 62,374 11 Mar 2025 See footnote F2
holding CFLT Class A Common Stock 92,707 11 Mar 2025 See footnote F3
holding CFLT Class A Common Stock 31,419 11 Mar 2025 See footnote F4
holding CFLT Class A Common Stock 200,000 11 Mar 2025 See footnote F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CFLT Stock Option (Right to Buy) Options Exercise $0 -50,000 -7.3% $0.000000 637,469 11 Mar 2025 Class B Common Stock 50,000 $3.41 Direct F6
transaction CFLT Class B Common Stock Options Exercise $0 +50,000 $0.000000 50,000 11 Mar 2025 Class A Common Stock 50,000 Direct F1
transaction CFLT Class B Common Stock Conversion of derivative security $0 -50,000 -100% $0.000000 0 11 Mar 2025 Class A Common Stock 50,000 Direct F1
transaction CFLT Stock Option (Right to Buy) Options Exercise $0 -75,000 -12% $0.000000 562,469 12 Mar 2025 Class B Common Stock 75,000 $3.41 Direct F6
transaction CFLT Class B Common Stock Options Exercise $0 +75,000 $0.000000 75,000 12 Mar 2025 Class A Common Stock 75,000 Direct F1
transaction CFLT Class B Common Stock Conversion of derivative security $0 -75,000 -100% $0.000000 0 12 Mar 2025 Class A Common Stock 75,000 Direct F1
transaction CFLT Stock Option (Right to Buy) Options Exercise $0 -75,000 -13% $0.000000 487,469 13 Mar 2025 Class B Common Stock 75,000 $3.41 Direct F6
transaction CFLT Class B Common Stock Options Exercise $0 +75,000 $0.000000 75,000 13 Mar 2025 Class A Common Stock 75,000 Direct F1
transaction CFLT Class B Common Stock Conversion of derivative security $0 -75,000 -100% $0.000000 0 13 Mar 2025 Class A Common Stock 75,000 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
F2 The shares are held by The Schultz Family Irrevocable Remainder Trust.
F3 The shares are held by The Bryan and Erica Schultz Family Revocable Trust.
F4 The shares are held by the Erica Schultz 2023 Annuity Trust.
F5 The shares are held by The Schultz Family 2021 Irrevocable Beholder Trust.
F6 Fully vested.