Brian K. McCarthy - 03 Mar 2025 Form 4 Insider Report for Rubrik, Inc. (RBRK)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
04 Mar 2025, 19:43:52 UTC
Prior SEC filing
05 Feb 2025
Next SEC filing
18 Mar 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Anne-Kathrin Lalendran, Attorney-in-Fact

Key filing fact

Brian K. McCarthy filed Form 4 for Rubrik, Inc. (RBRK) on 04 Mar 2025.

Key facts

  • This page summarizes Brian K. McCarthy's Form 4 filing for Rubrik, Inc. (RBRK).
  • 7 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 04 Mar 2025, 19:43.

Change

  • Previous filing in this sequence was filed on 05 Feb 2025.
  • Current net transaction value: -$1,578,835.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RBRK transaction

Class A Common Stock

Sale

Transaction value
$561,354
Shares
-9,156
Change %
-2.4%
Price
$61.31
Shares after
371,887
Date
03 Mar 2025
Ownership
Direct
Footnotes
F1, F2
RBRK transaction

Class A Common Stock

Sale

Transaction value
$99,757
Shares
-1,590
Change %
-0.43%
Price
$62.74
Shares after
370,297
Date
03 Mar 2025
Ownership
Direct
Footnotes
F1, F3
RBRK transaction

Class A Common Stock

Sale

Transaction value
$256,145
Shares
-4,051
Change %
-1.1%
Price
$63.23
Shares after
366,246
Date
03 Mar 2025
Ownership
Direct
Footnotes
F1, F4
RBRK transaction

Class A Common Stock

Sale

Transaction value
$470,605
Shares
-7,303
Change %
-2%
Price
$64.44
Shares after
358,943
Date
03 Mar 2025
Ownership
Direct
Footnotes
F1, F5
RBRK transaction

Class A Common Stock

Sale

Transaction value
$124,260
Shares
-1,900
Change %
-0.53%
Price
$65.40
Shares after
357,043
Date
03 Mar 2025
Ownership
Direct
Footnotes
F1, F6
RBRK transaction

Class A Common Stock

Sale

Transaction value
$53,144
Shares
-800
Change %
-0.22%
Price
$66.43
Shares after
356,243
Date
03 Mar 2025
Ownership
Direct
Footnotes
F1, F7
RBRK transaction

Class A Common Stock

Sale

Transaction value
$13,570
Shares
-200
Change %
-0.06%
Price
$67.85
Shares after
356,043
Date
03 Mar 2025
Ownership
Direct
Footnotes
F1, F8
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 8 footnotes

Footnote F1

This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024

Footnote F2

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.01 to $62.00 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Footnote F3

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.01 to $63.00 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Footnote F4

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.01 to $64.00 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Footnote F5

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.01 to $64.91 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Footnote F6

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.01 to $66.00 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Footnote F7

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.13 to $67.05 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Footnote F8

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.45 to $68.25 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

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