| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AUPH | Common Shares | Purchase | $3,134,348 | +399,280 | +4.7% | $7.85 | 8,828,780 | 28 Feb 2025 | By LP | F1, F2 |
| transaction | AUPH | Common Shares | Purchase | $802,738 | +100,720 | +1.1% | $7.97 | 8,929,500 | 03 Mar 2025 | By LP | F2, F3 |
| transaction | AUPH | Common Shares | Purchase | $2,822,735 | +351,962 | +3.9% | $8.02 | 9,281,462 | 03 Mar 2025 | By LP | F2, F4 |
| transaction | AUPH | Common Shares | Purchase | $1,184,304 | +148,038 | +1.6% | $8.00 | 9,429,500 | 04 Mar 2025 | By LP | F2, F5 |
| transaction | AUPH | Common Shares | Purchase | $3,960,000 | +500,000 | +5.3% | $7.92 | 9,929,500 | 04 Mar 2025 | By LP | F2, F6 |
| transaction | AUPH | Common Shares | Purchase | $809,000 | +100,000 | +1% | $8.09 | 10,029,500 | 04 Mar 2025 | By LP | F2, F7 |
| Id | Content |
|---|---|
| F1 | The prices reported are weighted-average prices. These shares were purchased in multiple transactions at prices ranging from $7.47 to $7.95. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the SEC staff, upon request, all information regarding the number of shares purchased at each price within the ranges set forth in Footnotes 1, and 3 through 7. |
| F2 | Tang Capital Partners, LP ("TCP") beneficially owns 5,140,591 shares, Tang Capital Partners International, LP ("TCPI") beneficially owns 4,388,909 shares and Tang Capital Partners III, Inc. ("TCP III") beneficially owns 500,000 shares. Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP and TCPI. Kevin Tang is the sole director and Chief Executive Officer of TCP III, which is indirectly wholly owned by TCP. Mr. Tang has a pecuniary interest in the shares beneficially held by TCP, TCPI and TCP III. |
| F3 | These shares were purchased in multiple transactions at prices ranging from $7.80 to $8.05. |
| F4 | These shares were purchased in multiple transactions at prices ranging from $7.80 to $8.10. |
| F5 | These shares were purchased in multiple transactions at prices ranging from $7.82 to $8.10. |
| F6 | These shares were purchased in multiple transactions at prices ranging from $7.76 to $8.10. |
| F7 | These shares were purchased in multiple transactions at prices ranging from $8.05 to $8.10. |