Merel Witteveen - 23 Feb 2025 Form 4 Insider Report for C3.ai, Inc. (AI)

Signature
/s/ Eric Jensen, Attorney-in-Fact
Issuer symbol
AI
Transactions as of
23 Feb 2025
Net transactions value
-$32,441
Form type
4
Filing time
25 Feb 2025, 19:45:41 UTC
Previous filing
19 Feb 2025
Next filing
11 Mar 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AI Class A Common Stock Options Exercise +1,500 +27% 7,046 23 Feb 2025 Direct F1
transaction AI Class A Common Stock Tax liability $23,541 -826 -12% $28.50 6,220 23 Feb 2025 Direct
transaction AI Class A Common Stock Sale $8,900 -337 -5.4% $26.41 5,883 25 Feb 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AI Resticted Stock Units Options Exercise $0 -1,500 -14% $0.000000 9,000 23 Feb 2025 Class A Common Stock 1,500 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
F2 The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 27, 2024.
F3 20% of such RSU award vested on June 23, 2022 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.