Quick Takeaways
- This page summarizes Merel Witteveen's Form 4 filing for C3.ai, Inc. (AI).
- 4 reported transactions and 1 derivative row are listed below.
- Filing timestamp: 25 Feb 2025, 19:45.
Merel Witteveen - 23 Feb 2025 Form 4 Insider Report for C3.ai, Inc. (AI)
- Signature
- /s/ Eric Jensen, Attorney-in-Fact
- Issuer symbol
- AI
- Transactions as of
- 23 Feb 2025
- Net transactions value
- -$32,441
- Form type
- 4
- Filing time
- 25 Feb 2025, 19:45:41 UTC
- Previous filing
- 19 Feb 2025
- Next filing
- 11 Mar 2025
- SEC
- View on sec.gov
Quoteable Key Fact
"Merel Witteveen filed Form 4 for C3.ai, Inc. (AI) on 25 Feb 2025."
What Changed
- Previous filing in this sequence was filed on 19 Feb 2025.
- Current net transaction value: -$32,441.
Why This Matters
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Official SEC Source
Transactions Table
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AI | Class A Common Stock | Options Exercise | +1,500 | +27% | 7,046 | 23 Feb 2025 | Direct | F1 | ||
| transaction | AI | Class A Common Stock | Tax liability | $23,541 | -826 | -12% | $28.50 | 6,220 | 23 Feb 2025 | Direct | |
| transaction | AI | Class A Common Stock | Sale | $8,900 | -337 | -5.4% | $26.41 | 5,883 | 25 Feb 2025 | Direct | F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AI | Resticted Stock Units | Options Exercise | $0 | -1,500 | -14% | $0.000000 | 9,000 | 23 Feb 2025 | Class A Common Stock | 1,500 | Direct | F1, F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses:
| Id | Content |
|---|---|
| F1 | Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. |
| F2 | The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 27, 2024. |
| F3 | 20% of such RSU award vested on June 23, 2022 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. |