Martha Morrell - 21 Feb 2025 Form 4 Insider Report for NeuroPace Inc (NPCE)

Role
CHIEF MEDICAL OFFICER
Signature
/s/ Leah Akin, Attorney-in-Fact
Issuer symbol
NPCE
Transactions as of
21 Feb 2025
Net transactions value
-$474,330
Form type
4
Filing time
25 Feb 2025, 18:31:48 UTC
Previous filing
31 Jan 2025
Next filing
03 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NPCE Common Stock Tax liability $7,704 -926 -1.1% $8.32 85,836 22 Apr 2022 Direct
transaction NPCE Common Stock Tax liability $1,282 -231 -0.27% $5.55 85,605 22 Jul 2022 Direct
transaction NPCE Common Stock Tax liability $704 -233 -0.27% $3.02 85,372 22 Oct 2022 Direct
transaction NPCE Common Stock Tax liability $787 -264 -0.31% $2.98 85,108 22 Jan 2023 Direct
transaction NPCE Common Stock Tax liability $21,185 -5,167 -6.1% $4.10 79,941 03 Mar 2023 Direct
transaction NPCE Common Stock Tax liability $982 -231 -0.29% $4.25 79,710 22 Apr 2023 Direct
transaction NPCE Common Stock Tax liability $5,355 -1,303 -1.6% $4.11 78,407 03 Jun 2023 Direct
transaction NPCE Common Stock Tax liability $954 -231 -0.29% $4.13 78,176 22 Jul 2023 Direct
transaction NPCE Common Stock Tax liability $11,627 -1,302 -1.7% $8.93 76,874 03 Sep 2023 Direct
transaction NPCE Common Stock Tax liability $1,589 -231 -0.3% $6.88 76,643 22 Oct 2023 Direct
transaction NPCE Common Stock Tax liability $11,597 -1,303 -1.7% $8.90 75,340 03 Dec 2023 Direct
transaction NPCE Common Stock Tax liability $3,918 -264 -0.35% $14.84 75,076 22 Jan 2024 Direct
transaction NPCE Common Stock Tax liability $218,295 -12,474 -17% $17.50 62,602 20 Feb 2024 Direct
transaction NPCE Common Stock Tax liability $21,331 -1,334 -2.1% $15.99 61,031 03 Mar 2024 Direct
transaction NPCE Common Stock Tax liability $3,318 -237 -0.39% $14.00 61,268 22 Apr 2024 Direct
transaction NPCE Common Stock Tax liability $24,299 -3,045 -5% $7.98 57,986 20 May 2024 Direct
transaction NPCE Common Stock Tax liability $8,624 -1,335 -2.3% $6.46 56,511 03 Jun 2024 Direct
transaction NPCE Common Stock Tax liability $1,813 -237 -0.42% $7.65 56,414 22 Jul 2024 Direct
transaction NPCE Common Stock Tax liability $22,046 -3,045 -5.4% $7.24 53,369 20 Aug 2024 Direct
transaction NPCE Common Stock Tax liability $9,858 -1,334 -2.5% $7.39 52,035 03 Sep 2024 Direct
transaction NPCE Common Stock Tax liability $1,422 -237 -0.46% $6.00 51,798 22 Oct 2024 Direct
transaction NPCE Common Stock Tax liability $27,984 -3,045 -5.9% $9.19 48,753 20 Nov 2024 Direct
transaction NPCE Common Stock Tax liability $16,857 -1,413 -2.9% $11.93 47,340 03 Dec 2024 Direct
transaction NPCE Common Stock Tax liability $3,721 -265 -0.56% $14.04 47,075 22 Jan 2025 Direct
transaction NPCE Common Stock Tax liability $48,453 -3,405 -7.2% $14.23 43,670 20 Feb 2025 Direct
transaction NPCE Common Stock Options Exercise $4.99 +192 +0.44% $0.0260 43,862 31 Jan 2024 Direct
transaction NPCE Common Stock Options Exercise $4.99 +192 +0.44% $0.0260 44,054 31 Jan 2024 Direct
transaction NPCE Common stock Options Exercise $4.99 +192 +0.44% $0.0260 44,246 31 Jan 2024 Direct
transaction NPCE Common Stock Options Exercise $318 +12,234 +28% $0.0260 56,480 31 Jan 2024 Direct
transaction NPCE Common Stock Options Exercise $1,040 +40,000 +71% $0.0260 96,480 31 Jan 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NPCE Stock Option (Rt to Buy) Options Exercise $0 -192 -100% $0.000000 0 31 Jan 2024 Common Stock 192 $0.0260 Direct F1, F2
transaction NPCE Stock Option (Rt to Buy) Options Exercise $0 -192 -100% $0.000000 0 31 Jan 2024 Common Stock 192 $0.0260 Direct F3
transaction NPCE Stock Option (Rt to Buy) Options Exercise $0 -192 -50% $0.000000 192 31 Jan 2024 Common Stock 192 $0.0260 Direct F4
transaction NPCE Stock Option (Rt to Buy) Options Exercise $0 -12,234 -50% $0.000000 12,234 31 Jan 2024 Common Stock 12,234 $0.0260 Direct F5
transaction NPCE Stock Option (Rt to Buy) Options Exercise $0 -40,000 -18% $0.000000 180,449 31 Jan 2024 Common Stock 40,000 $0.0260 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 25% of the shares subject to the option vest on July 1, 2015; 1/48th of the shares subject to the option vest in 36 equal monthly installments thereafter.
F2 25% of the shares subject to the option vest on July 1, 2015; 1/48th of the shares subject to the option vest in 36 equal monthly installments thereafter.
F3 25% of the shares subject to the option vest on July 1, 2013; 1/48th of the shares subject to the option vest in 36 equal monthly installments thereafter.
F4 25% of the shares subject to the option vest on July 1, 2012; 1/48th of the shares subject to the option vest in 36 equal monthly installments thereafter.
F5 1/48th of the shares subject to the option vest in equal monthly installments commencing February 1, 2017.
F6 1/48th of the shares subject to the option vest in equal monthly installments commencing February 1, 2017.