Loren A. Unterseher - 31 Dec 2024 Form 5 Insider Report for SkyWater Technology, Inc (SKYT)

Role
Director, 10%+ Owner
Signature
/s/ Loren A. Unterseher
Issuer symbol
SKYT
Transactions as of
31 Dec 2024
Net transactions value
$0
Form type
5
Filing time
14 Feb 2025, 16:38:56 UTC
Previous filing
17 Dec 2024
Next filing
07 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SKYT Common Stock Gift $0 -142,732 -1.1% $0.000000 12,663,532 21 May 2024 Direct F1
transaction SKYT Common Stock Gift $0 +5,091 +2.8% $0.000000 189,982 21 May 2024 By trust for benefit of son
transaction SKYT Common Stock Gift $0 +5,091 +2.8% $0.000000 189,982 21 May 2024 By trust for benefit of son
transaction SKYT Common Stock Gift $0 +5,091 +2.8% $0.000000 189,981 21 May 2024 By trust for benefit of daughter
transaction SKYT Common Stock Gift $0 +5,091 +2.8% $0.000000 189,981 21 May 2024 By trust for benefit of daughter
transaction SKYT Common Stock Gift $0 +1,413 +2.8% $0.000000 52,317 21 May 2024 By spouse
transaction SKYT Common Stock Gift $0 +115,342 +171% $0.000000 182,793 21 May 2024 By revocable trust F2
transaction SKYT Common Stock Gift $0 +5,613 +1.1% $0.000000 531,283 21 May 2024 By family irrevocable trust F2
transaction SKYT Common Stock Gift $0 -10,060 -23% $0.000000 34,375 18 Nov 2024 Direct F3
transaction SKYT Common Stock Gift $0 +10,060 +5.5% $0.000000 192,853 18 Nov 2024 By revocable trust
transaction SKYT Common Stock Gift $0 -30,459 -16% $0.000000 162,394 17 Dec 2024 By revocable trust
holding SKYT Common Stock 2,480,746 31 Dec 2024 By 2023 grantor retained annuity trust F1, F4
holding SKYT Common Stock 1,229,864 31 Dec 2024 By 2024 grantor retained annuity trust F4
holding SKYT Common Stock 3 31 Dec 2024 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F2 In January 2024, 162,000 shares of common stock were transferred from the irrevocable trust to the family trust.
F3 Shares owned directly by Mr. Unterseher.
F4 In November 2024, 1,229,864 shares of Common Stock were transferred from the 2023 grantor retained annuity trust to the 2024 grantor retained annuity trust.
F5 Oxbow directly holds the shares reported in Column 5.