Mukul Kumar - 10 Feb 2025 Form 4 Insider Report for PubMatic, Inc. (PUBM)

Role: PRESIDENT, ENGINEERING
Signature: /s/ Andrew Woods, Attorney-in-Fact
Issuer symbol: PUBM
Transactions as of: 10 Feb 2025
Net transactions value: -$115,540
Form type: 4
Filing time: 11 Feb 2025, 18:11:40 UTC
Previous filing: 03 Jan 2025
Next filing: 03 Mar 2025
SEC: View on sec.gov

Key filing fact

Mukul Kumar filed Form 4 for PubMatic, Inc. (PUBM) on 11 Feb 2025.

Key facts

This page summarizes Mukul Kumar's Form 4 filing for PubMatic, Inc. (PUBM).
3 reported transactions and 1 derivative row are listed below.
Filing timestamp: 11 Feb 2025, 18:11.

Change

Previous filing in this sequence was filed on 03 Jan 2025.
Current net transaction value: -$115,540.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Reported transactions

PUBM transaction

Class A Common Stock

Conversion of derivative security

Transaction value: $0
Shares: +7,000
Change %: +13%
Price: $0.000000
Shares after: 59,005
Date: 10 Feb 2025
Ownership: Direct
Footnotes: F1

PUBM transaction

Class A Common Stock

Sale

Transaction value: $115,540
Shares: -7,000
Change %: -12%
Price: $16.51
Shares after: 52,005
Date: 10 Feb 2025
Ownership: Direct
Footnotes: F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

PUBM transaction Derivative

Class B Common Stock

Conversion of derivative security

Transaction value: $0
Shares: -7,000
Change %: -13%
Price: $0.000000
Shares after: 47,600
Date: 10 Feb 2025
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 7,000
Exercise price
Footnotes: F1

An asterisk next to the price means the reported price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id	Content
F1	Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.
F2	The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 5, 2024.
F3	The price reported in Column 4 is a weighted average price. These shares were sold at prices ranging from $16.50 to $16.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.