Key facts
- This page summarizes Patrick Miles's Form 4 filing for Alphatec Holdings, Inc. (ATEC).
- 5 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 31 Jan 2025, 21:00.
Patrick Miles - 29 Jan 2025 Form 4 Insider Report for Alphatec Holdings, Inc. (ATEC)
- Reporting relationship
- CEO, Director
- Issuer ticker
- ATEC
- Reported as of
- 29 Jan 2025
- Net transaction value
- -$1,122,555
- SEC form
- 4
- Accepted by SEC
- 31 Jan 2025, 21:00:07 UTC
- Prior SEC filing
- 23 Jan 2025
- Next SEC filing
- 07 Feb 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Tyson E. Marshall, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Patrick Miles filed Form 4 for Alphatec Holdings, Inc. (ATEC) on 31 Jan 2025.
Change
- Previous filing in this sequence was filed on 23 Jan 2025.
- Current net transaction value: -$1,122,555.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ATEC
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +311,634
- Change %
- +5.7%
- Price
- $0.000000
- Shares after
- 5,813,349
- Date
- 29 Jan 2025
- Ownership
- Direct
- Footnotes
- F1, F2
ATEC
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +340,955
- Change %
- +5.9%
- Price
- $0.000000
- Shares after
- 6,154,304
- Date
- 29 Jan 2025
- Ownership
- Direct
- Footnotes
- F2, F3
ATEC
transaction
Common Stock
Award
- Transaction value
- Shares
- +48,240
- Change %
- +0.78%
- Price
- Shares after
- 6,202,544
- Date
- 29 Jan 2025
- Ownership
- Direct
- Footnotes
- F2, F4
ATEC
transaction
Common Stock
Sale
- Transaction value
- $601,500
- Shares
- -50,000
- Change %
- -0.81%
- Price
- $12.03
- Shares after
- 6,152,544
- Date
- 29 Jan 2025
- Ownership
- Direct
- Footnotes
- F5, F6
ATEC
transaction
Common Stock
Sale
- Transaction value
- $521,055
- Shares
- -43,313
- Change %
- -0.7%
- Price
- $12.03
- Shares after
- 6,109,231
- Date
- 30 Jan 2025
- Ownership
- Direct
- Footnotes
- F5, F7
ATEC
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 10,900
- Date
- 29 Jan 2025
- Ownership
- By IRA
ATEC
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 250,000
- Date
- 29 Jan 2025
- Ownership
- By MOM, LLC
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 7 footnotes
Footnote F1
On January 29, 2025, the issuer awarded 311,634 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2024. The RSUs vest in three equal installments on each of March 5, 2025, March 5, 2026 and March 5, 2027.
Footnote F2
Each RSU represents a contingent right to receive one share of the issuer's common stock.
Footnote F3
On January 29, 2025, the issuer awarded 340,955 RSUs to the reporting person. The RSUs vest in three equal installments on each of March 5, 2026, March 5, 2027 and March 5, 2028.
Footnote F4
On January 29, 2025, the issuer granted 48,240 RSUs to the reporting person in connection with the issuer's election to grant RSUs to the reporting person in lieu of a portion of the reporting person's 2024 cash bonus. The grant was approved and adopted by the issuer's compensation committee on January 29, 2025. The RSUs vest December 5, 2025. The grant amount was determined using the 30-day average trading price of the issuer's common stock as of close of market on January 24, 2025.
Footnote F5
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2024 to satisfy certain tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.
Footnote F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.09, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Footnote F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.07, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.