Asheem Chandna - 11 Dec 2024 Form 4 Insider Report for Rubrik, Inc. (RBRK)

Role
Director, 10%+ Owner
Signature
/s/ Anne-Katherin Lalendran, Attorney-in-Fact
Issuer symbol
RBRK
Transactions as of
11 Dec 2024
Net transactions value
$0
Form type
4
Filing time
31 Jan 2025, 16:21:56 UTC
Previous filing
01 May 2024
Next filing
16 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBRK Class A Common Stock Conversion of derivative security $0 +4,476,447 $0.000000 4,476,447 11 Dec 2024 By Greylock XIV Limited Partnership F1
transaction RBRK Class A Common Stock Conversion of derivative security $0 +248,691 $0.000000 248,691 11 Dec 2024 By Greylock XIV-A Limited Partnersip F2
transaction RBRK Class A Common Stock Conversion of derivative security $0 +248,691 $0.000000 248,691 11 Dec 2024 By Greylock XIV Principals LLC F3
transaction RBRK Class A Common Stock Other $0 -4,476,447 -100% $0.000000 0 19 Dec 2024 By Greylock XIV Limited Partnership F1, F4
transaction RBRK Class A Common Stock Other $0 -248,691 -100% $0.000000 0 19 Dec 2024 By Greylock XIV-A Limited Partnership F2, F4
transaction RBRK Class A Common Stock Other $0 -248,691 -100% $0.000000 0 19 Dec 2024 By Greylock XIV Principals LLC F3, F4
transaction RBRK Class A Common Stock Other $0 +280,034 $0.000000 280,034 19 Dec 2024 Direct F5, F6
transaction RBRK Class A Common Stock Other $0 +2,324 $0.000000 2,324 19 Dec 2024 By Asheem Chandna and Aarti Chandna, trustees of the Chandna Children's Trust dated 12/23/2012 F7
transaction RBRK Class A Common Stock Other $0 +11,621 $0.000000 11,621 19 Dec 2024 By The Revocable Trust of Asheem Chandna and Aarti Chandna, UDT 4/13/98 F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBRK Class B Common Stock Conversion of derivative security $0 -4,476,447 -25% $0.000000 13,429,342 11 Dec 2024 Class A Common Stock 4,476,447 By Greylock XIV Limited Partnership F1, F9
transaction RBRK Class B Common Stock Conversion of derivative security $0 -248,691 -25% $0.000000 746,073 11 Dec 2024 Class A Common Stock 248,691 By Greylock XIV-A Limited Partnership F2, F9
transaction RBRK Class B Common Stock Conversion of derivative security $0 -248,691 -25% $0.000000 746,073 11 Dec 2024 Class A Common Stock 248,691 By Greylock XIV Principals LLC F3, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are held of record by Greylock XIV Limited Partnership, or Greylock XIV LP. Greylock XIV GP LLC, or Greylock XIV GP, is the general partner of Greylock XIV LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.
F2 The shares are held of record by Greylock XIV-A Limited Partnership, or Greylock XIV-A LP. Greylock XIV GP is the general partner of Greylock XIV-A LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV-A LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV-A LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.
F3 The shares are held of record by Greylock XIV Principals LLC, or Greylock XIV Principals. Greylock XIV GP is the manager of Greylock XIV Principals. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV Principals and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV Principals. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.
F4 Represents a pro-rata, in-kind distribution by the Reporting Person and its affiliated funds and associated persons, without additional consideration, to its respective partners, members and/or assigns. Such distribution was made in accordance with the exemption afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.
F5 Represents (i) 265,294 shares of Class A Common Stock acquired by the Reporting Person in a distribution by Greylock XIV Limited Partnership for no consideration and (ii) 14,740 shares of Class A Common Stock acquired by the Reporting Person in a distribution by Greylock XIV-A Limited Partnership for no consideration. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-9 and 16a-13 of the Securities Exchange Act of 1934, as amended.
F6 Excludes 537 shares acquired subsequent to the date of the transactions reported in this Form 4 as reported on a Form 4 filed on January 16, 2025.
F7 Represents 2,324 shares of Class A Common Stock acquired by the Reporting Person in a distribution by Greylock XIV Principals, LLC for no consideration in accordance with the exemptions afforded by Rules 16a-9 and 16a-13 of the Securities Exchange Act of 1934, as amended.
F8 Represents 11,621 shares of Class A Common Stock acquired by the Reporting Person in a distribution by Greylock XIV Principals, LLC for no consideration in accordance with the exemptions afforded by Rules 16a-9 and 16a-13 of the Securities Exchange Act of 1934, as amended.
F9 Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.