Lewis A. Fanger - Jan 27, 2025 Form 4 Insider Report for FULL HOUSE RESORTS INC (FLL)

Signature
/s/ Lewis A. Fanger
Stock symbol
FLL
Transactions as of
Jan 27, 2025
Transactions value $
$124,018
Form type
4
Date filed
1/28/2025, 04:48 PM
Previous filing
Jan 28, 2025

Transactions Table

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FLL Employee Stock Option (right to buy) Options Exercise $0 -90.5K -100% $0.00 0 Jan 27, 2025 Common Stock 90.5K $1.37 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024.
F2 The stock option fully vested on January 30, 2019.