Christopher Heery - 07 Jan 2025 Form 4 Insider Report for Arcellx, Inc. (ACLX)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
10 Jan 2025, 21:38:15 UTC
Prior SEC filing
10 Jan 2025
Next SEC filing
11 Feb 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Michelle Gilson, as Attorney-in-Fact

Key filing fact

Christopher Heery filed Form 4 for Arcellx, Inc. (ACLX) on 10 Jan 2025.

Key facts

  • This page summarizes Christopher Heery's Form 4 filing for Arcellx, Inc. (ACLX).
  • 4 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 10 Jan 2025, 21:38.

Change

  • Previous filing in this sequence was filed on 10 Jan 2025.
  • Current net transaction value: -$581,316.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ACLX transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+16,519
Change %
+74%
Price
$0.000000
Shares after
38,818
Date
03 Jan 2025
Ownership
Direct
Footnotes
F1
ACLX transaction

Common Stock

Sale

Transaction value
$319,485
Shares
-4,230
Change %
-13%
Price
$75.53
Shares after
28,638
Date
07 Jan 2025
Ownership
Direct
Footnotes
F2, F3
ACLX transaction

Common Stock

Sale

Transaction value
$261,831
Shares
-3,553
Change %
-12%
Price
$73.69
Shares after
25,085
Date
08 Jan 2025
Ownership
Direct
Footnotes
F2, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ACLX transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
$0
Shares
-16,519
Change %
-50%
Price
$0.000000
Shares after
16,520
Date
03 Jan 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
16,519
Exercise price
Footnotes
F1, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. Vesting of these RSUs previously reported in the Form 4 filed January 6, 2025.

Footnote F2

Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.

Footnote F3

The price reported reflects the weighted average sales price. These shares were sold in multiple transactions at prices that were not available from the broker at the time of filing. The Reporting Person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Footnote F4

Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2022 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the RSUs subject to the award will vest each year following the RSU Grant Date on the same day of the month as the RSU Grant Date (or, if there is no corresponding day in a particular month, then the last day of the month) over three (3) years. "RSU Grant Date" shall mean January 3, 2023.

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