Key facts
- This page summarizes Mark D. McLaughlin's Form 4 filing for Rubrik, Inc. (RBRK).
- 2 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 19 Dec 2024, 20:00.
Mark D. McLaughlin - 17 Dec 2024 Form 4 Insider Report for Rubrik, Inc. (RBRK)
- Form type
- 4
- Accepted by SEC
- 19 Dec 2024, 20:00:09 UTC
- Previous filing
- 03 Jul 2024
- Next filing
- 16 Jan 2025
- SEC filing
- View on sec.gov
- Reporting owner signature
- /s/ Larry Guo, Attorney-in-Fact
Source evidence
5 source fields
Reporting owner
1 detail
Key filing fact
Mark D. McLaughlin filed Form 4 for Rubrik, Inc. (RBRK) on 19 Dec 2024.
Change
- Previous filing in this sequence was filed on 03 Jul 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
See Original Filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
RBRK
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -16,666
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 16,668
- Date
- 17 Dec 2024
- Ownership
- Direct
- Underlying class
- Class B Common Stock
- Underlying amount
- 16,666
- Exercise price
- Footnotes
- F1, F2
RBRK
transaction
Derivative
Class B Common Stock
Options Exercise
- Transaction value
- Shares
- +16,666
- Change %
- +100%
- Price
- Shares after
- 33,332
- Date
- 17 Dec 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 16,666
- Exercise price
- Footnotes
- F3
RBRK
holding
Derivative
Class B Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 21,228
- Date
- 17 Dec 2024
- Ownership
- By McLaughlin Revocable Living Trust
- Underlying class
- Class A Common Stock
- Underlying amount
- 21,228
- Exercise price
- Footnotes
- F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Class B Common Stock.
Footnote F2
The RSUs shall vest as follows: 1/3 of the shares subject to the RSU vested on December 15, 2023, and 1/3 of the shares subject to the RSU vest every year thereafter, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan).
Footnote F3
Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
Footnote F4
The shares are held of of record by McLaughlin Revocable Living Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse.