Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AXON | Common Stock | Tax liability | -$624K | -968 | -0.53% | $644.91 | 183K | Dec 16, 2024 | Direct | F1 |
transaction | AXON | Common Stock | Sale | -$128K | -200 | -0.11% | $639.82 | 183K | Dec 17, 2024 | Direct | F2, F3 |
transaction | AXON | Common Stock | Sale | -$643K | -1K | -0.55% | $642.86 | 182K | Dec 17, 2024 | Direct | F2, F4 |
transaction | AXON | Common Stock | Sale | -$58.5K | -91 | -0.05% | $643.38 | 182K | Dec 17, 2024 | Direct | F2 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Id | Content |
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F1 | Securities disposed represent securities withheld to settle the reporting person's tax liability resulting from the vesting of restricted stock units. |
F2 | This sale of shares, received upon settlement of vested restricted stock units, was executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2023. |
F3 | The transaction was executed in multiple trades at prices ranging from $639.35 to $640.29 The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F4 | The transaction was executed in multiple trades at prices ranging from $642.27 to $642.93. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |