Jeffrey C. Kunins - Dec 16, 2024 Form 4 Insider Report for AXON ENTERPRISE, INC. (AXON)

Role
CPO & CTO
Signature
/s/ Jeffrey C. Kunins by Isaiah Fields, Attorney-in-Fact
Stock symbol
AXON
Transactions as of
Dec 16, 2024
Transactions value $
-$1,448,948
Form type
4
Date filed
12/17/2024, 06:50 PM
Previous filing
Dec 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXON Common Stock Tax liability -$573K -889 -0.69% $644.91 127K Dec 16, 2024 Direct F1
transaction AXON Common Stock Sale -$299K -470 -0.37% $635.24 127K Dec 17, 2024 Direct F2, F3
transaction AXON Common Stock Sale -$63.7K -100 -0.08% $636.57 127K Dec 17, 2024 Direct F2
transaction AXON Common Stock Sale -$63.9K -100 -0.08% $638.71 127K Dec 17, 2024 Direct F2
transaction AXON Common Stock Sale -$128K -200 -0.16% $640.22 126K Dec 17, 2024 Direct F2, F4
transaction AXON Common Stock Sale -$128K -200 -0.16% $641.65 126K Dec 17, 2024 Direct F2, F5
transaction AXON Common Stock Sale -$129K -200 -0.16% $643.33 126K Dec 17, 2024 Direct F2, F6
transaction AXON Common Stock Sale -$64.5K -100 -0.08% $644.91 126K Dec 17, 2024 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Securities disposed represent securities withheld to settle the reporting person's tax liability resulting from the vesting of restricted stock units.
F2 This sale of shares, received upon settlement of vested restricted stock units, was executed pursuant to a filed Rule 10b5-1 plan adopted by the reporting person on May 15, 2024.
F3 The transaction was executed in multiple trades at prices ranging from $634.95 to $635.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 The transaction was executed in multiple trades at prices ranging from $639.98 to $640.46. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5 The transaction was executed in multiple trades at prices ranging from $641.22 to $642.08. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6 The transaction was executed in multiple trades at prices ranging from $643.11 to $643.55. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.