Kong Phan - Dec 12, 2024 Form 4 Insider Report for Confluent, Inc. (CFLT)

Signature
/s/ Melanie Vinson, Attorney-in-Fact
Stock symbol
CFLT
Transactions as of
Dec 12, 2024
Transactions value $
-$370,844
Form type
4
Date filed
12/16/2024, 07:02 PM
Previous filing
Nov 22, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CFLT Class A Common Stock Options Exercise $1.84K +2K +1.05% $0.92 193K Dec 12, 2024 Direct
transaction CFLT Class A Common Stock Options Exercise $17.3K +3.67K +1.9% $4.71 196K Dec 12, 2024 Direct
transaction CFLT Class A Common Stock Sale -$336K -10.8K -5.49% $31.19 186K Dec 12, 2024 Direct F1, F2
transaction CFLT Class A Common Stock Sale -$53.6K -1.68K -0.9% $31.98 184K Dec 12, 2024 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CFLT Stock option (Right to Buy) Options Exercise $0 -2K -100% $0.00 0 Dec 12, 2024 Class A Common Stock 2K $0.92 Direct F4
transaction CFLT Stock Option (Right to Buy) Options Exercise $0 -3.67K -9.17% $0.00 36.3K Dec 12, 2024 Class A Common Stock 3.67K $4.71 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Shares sold pursuant to a 10b5-1 trading plan dated September 12, 2024.
F2 The shares were sold at prices ranging from $30.87 to $31.85. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The shares were sold at prices ranging from $31.87 to $32.00. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 Fully vested.