Solomon Moshkevich - Dec 9, 2024 Form 4 Insider Report for Natera, Inc. (NTRA)

Signature
/s/ Tami Chen, Attorney-in-Fact
Stock symbol
NTRA
Transactions as of
Dec 9, 2024
Transactions value $
-$723,764
Form type
4
Date filed
12/11/2024, 09:05 PM
Previous filing
Oct 30, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRA Common Stock Award $42.8K +5.75K +5.2% $7.45 116K Dec 9, 2024 Direct
transaction NTRA Common Stock Award $42.7K +3.32K +2.85% $12.85 120K Dec 9, 2024 Direct
transaction NTRA Common Stock Sale -$809K -4.86K -4.06% $166.59 115K Dec 9, 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTRA Stock Option (right to buy) Options Exercise $0 -5.75K -100% $0.00 0 Dec 9, 2024 Common Stock 5.75K $7.45 Direct F3
transaction NTRA Stock Option (right to buy) Options Exercise $0 -3.32K -100% $0.00 0 Dec 9, 2024 Common Stock 3.32K $12.85 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the exercise of options and in compliance with Rule 10b5-1.
F2 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $166.5937 to $166.5938 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The options shares are fully exercisable.