Key facts
- This page summarizes Jonathan Chadwick's Form 4 filing for Confluent, Inc. (CFLT).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 11 Dec 2024, 19:00.
Jonathan Chadwick - 09 Dec 2024 Form 4 Insider Report for Confluent, Inc. (CFLT)
- Reporting relationship
- Director
- Issuer ticker
- CFLT
- Reported as of
- 09 Dec 2024
- Net transaction value
- -$1,123,719
- SEC form
- 4
- Accepted by SEC
- 11 Dec 2024, 19:00:06 UTC
- Prior SEC filing
- 31 Oct 2024
- Next SEC filing
- 30 Dec 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Melanie Vinson, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Jonathan Chadwick filed Form 4 for Confluent, Inc. (CFLT) on 11 Dec 2024.
Change
- Previous filing in this sequence was filed on 31 Oct 2024.
- Current net transaction value: -$1,123,719.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CFLT
transaction
Class A Common Stock
Conversion of derivative security
- Transaction value
- Shares
- +34,375
- Change %
- +152%
- Price
- Shares after
- 57,063
- Date
- 09 Dec 2024
- Ownership
- Direct
- Footnotes
- F1
CFLT
transaction
Class A Common Stock
Sale
- Transaction value
- $1,123,719
- Shares
- -34,375
- Change %
- -60%
- Price
- $32.69
- Shares after
- 22,688
- Date
- 09 Dec 2024
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CFLT
transaction
Derivative
Class B Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- -34,375
- Change %
- -6.5%
- Price
- $0.000000
- Shares after
- 497,625
- Date
- 09 Dec 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 34,375
- Exercise price
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 2 footnotes
Footnote F1
Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
Footnote F2
Shares sold pursuant to a 10b5-1 trading plan adopted on September 9, 2024.