Carr Bettis - Dec 4, 2024 Form 4 Insider Report for AUDIOEYE INC (AEYE)

Role
EXEC CHRMN/CHRMN OF THE BOARD, Director
Signature
/s/ Christine G. Long, Attorney-in-Fact
Stock symbol
AEYE
Transactions as of
Dec 4, 2024
Transactions value $
-$5,400,000
Form type
4
Date filed
12/6/2024, 04:01 PM
Previous filing
Dec 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AEYE Common Stock Sale -$5.4M -225K -52.94% $24.00 200K Dec 4, 2024 CSB IV US Holdings LLC F1, F2
holding AEYE Common Stock 18.6K Dec 4, 2024 Carr Bettis IRA F3
holding AEYE Common Stock 452K Dec 4, 2024 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 4, 2024, the reporting person sold shares of common stock of the issuer to Needham & Company, LLC, as the representative of the underwriters (the "Representative"), pursuant to an Underwriting Agreement, dated as of December 4, 2024, by and among the reporting person, the other selling stockholders, the issuer and the Representative in connection with the issuer's previously disclosed secondary offering.
F2 Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC.
F3 Dr. Bettis is deemed to be a beneficial owner of Carr Bettis IRA.