Nicholas J. Alfano - Dec 1, 2024 Form 4 Insider Report for ECOLAB INC. (ECL)

Role
EVP & PRES - GLOBAL INDUSTRIAL
Signature
/s/ David F. Duvick, as Attorney-in-Fact for Nicholas J. Alfano
Stock symbol
ECL
Transactions as of
Dec 1, 2024
Transactions value $
-$486,015
Form type
4
Date filed
12/3/2024, 04:35 PM
Previous filing
Aug 23, 2024
Next filing
Dec 6, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ECL Common Stock Options Exercise +4.42K +36.61% 16.5K Dec 1, 2024 Direct F1, F2
transaction ECL Common Stock Tax liability -$486K -1.96K -11.87% $248.33 14.5K Dec 1, 2024 Direct F3
holding ECL Common Stock 3.23K Dec 1, 2024 By Ecolab Savings Plan F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ECL Restricted Stock Units Options Exercise $0 -4.42K -100% $0.00 0 Dec 1, 2024 Common Stock 4.42K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 1, 2021, the reporting person was granted 4,418 restricted stock units, vesting as to 100% of the units on the third anniversary of the date of grant. Restricted stock units convert into common stock on a one-for-one basis.
F2 The total includes 2.904 shares resulting from automatic dividend reinvestment in transactions exempt pursuant to Rule 16a-11 under Section 16 of the Securities Exchange Act of 1934 since the reporting person's last report.
F3 Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of restricted stock units in accordance with Rule 16b-3.
F4 Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of October 31, 2024. Includes 7.071 UNITS acquired since the reporting person's last report. (The 3,229.865 UNITS are the equivalent of approximately 5,925 SHARES of the issuer's Common Stock.)