| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RVP | Common Stock | Purchase | $12.4K | +20.1K | +0.14% | $0.62 | 14.9M | Nov 26, 2024 | Direct | F1, F2 |
| holding | RVP | Common Stock | 832K | Nov 26, 2024 | Voting or Investment Control | F3 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Represents weighted average price. |
| F2 | Previously reported balances under a prior plan adopted on August 22, 2023 failed to include the following trades due to the fact that the independent broker failed to report them until recently: (i) 1,584 shares purchased at an average price of $0.9270 on 8/29/2024; (ii) 1,341 shares purchased at an average price of $1.02 on 8/7/2024; and (iii) 7,844 share purchased at an average price of $1.0391 shares on 6/4/2024. |
| F3 | Mr. Shaw has investment power over 500,000 shares as Trustee for the benefit of a family member. Mr. Shaw has voting control over the remainder of the shares pursuant to a voting agreement. |
The Rule 10b5-1 Plan's date of adoption was August 22, 2024.