Sandy Macrae - 24 Nov 2024 Form 4 Insider Report for SANGAMO THERAPEUTICS, INC (SGMO)

SEC evidence 5 source fields
Form type
4
Accepted by SEC
26 Nov 2024, 16:07:25 UTC
Previous filing
27 Aug 2024
Next filing
24 Jan 2025
SEC filing
View on sec.gov
Reporting owner 1 detail
Reporting owner signature
/s/ Ron A. Metzger, Attorney-in-Fact

Key filing fact

Sandy Macrae filed Form 4 for SANGAMO THERAPEUTICS, INC (SGMO) on 26 Nov 2024.

Key facts

  • This page summarizes Sandy Macrae's Form 4 filing for SANGAMO THERAPEUTICS, INC (SGMO).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 26 Nov 2024, 16:07.

Change

  • Previous filing in this sequence was filed on 27 Aug 2024.
  • Current net transaction value: -$34,695.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SGMO transaction

Common Stock

Tax liability

Transaction value
$14,049
Shares
-7,473
Change %
-0.3%
Price
$1.88
Shares after
2,519,225
Date
24 Nov 2024
Ownership
Direct
Footnotes
F1, F2, F3
SGMO transaction

Common Stock

Tax liability

Transaction value
$20,645
Shares
-10,642
Change %
-0.42%
Price
$1.94
Shares after
2,508,583
Date
25 Nov 2024
Ownership
Direct
Footnotes
F3, F4, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Represents shares underlying the portion of a restricted stock unit ("RSU") grant that vested on November 24, 2024, which were surrendered by the Reporting Person solely for mandatory tax withholding purposes using the Issuer's closing stock price on November 22, 2024 of $1.88/share, pursuant to the terms of the Issuer's Amended and Restated 2018 Equity Incentive Plan, as amended (the "2018 EIP"). This required tax withholding transaction is deemed to constitute a disposition of these shares to the Issuer for reporting purposes and does not represent a discretionary trade by the Reporting Person in the open market or otherwise.

Footnote F2

Includes: (a) 7,274 shares resulting from the November 24, 2024 vesting installment of the Reporting Person's February 24, 2023 RSU grant, and the remaining 73,735 shares will vest in successive equal quarterly installments through February 24, 2026, (b) 42,000 shares subject to the Reporting Person's February 25, 2022 RSU grant that will vest in successive equal quarterly installments through February 25, 2025 and (c) 2,000,000 shares subject to the Reporting Person's January 22, 2024 RSU grant that will vest as to one-half (1/2) of the shares on the first anniversary of the grant date, and the remainder of the shares will vest in 4 successive equal quarterly installments thereafter.

Footnote F3

The vesting of all such RSU grants is subject to the Reporting Person's Continuous Service (as defined in the 2018 EIP) through each such date and subject to acceleration as provided in the 2018 EIP.

Footnote F4

Represents shares underlying the portion of an RSU grant that vested on November 25, 2024, which were surrendered by the Reporting Person solely for mandatory tax withholding purposes using the Issuer's closing stock price on November 25, 2024 of $1.94/share, pursuant to the terms of the 2018 EIP. This required tax withholding transaction is deemed to constitute a disposition of these shares to the Issuer for reporting purposes and does not represent a discretionary trade by the Reporting Person in the open market or otherwise.

Footnote F5

Includes: (a) 10,358 shares resulting from the November 25, 2024 vesting installment of the Reporting Person's February 25, 2022 RSU grant, and the remaining 21,000 shares will vest in one final installment on February 25, 2025, (b) 73,735 shares subject to Reporting Person's February 24, 2023 RSU grant that will vest in successive equal quarterly installments through February 24, 2026 and (c) 2,000,000 shares subject to the Reporting Person's January 22, 2024 RSU grant that will vest as to one-half (1/2) of the shares on the first anniversary of the grant date, and the remainder of the shares will vest in 4 successive equal quarterly installments thereafter.

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