Merel Witteveen - 16 Nov 2024 Form 4 Insider Report for C3.ai, Inc. (AI)

Role
Senior VP, Operations
Signature
/s/ Eric Jensen, Attorney-in-Fact
Issuer symbol
AI
Transactions as of
16 Nov 2024
Net transactions value
-$142,815
Form type
4
Filing time
19 Nov 2024, 21:18:20 UTC
Previous filing
29 Oct 2024
Next filing
25 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AI Class A Common Stock Options Exercise +10,000 +115% 18,687 16 Nov 2024 Direct F1
transaction AI Class A Common Stock Tax liability $142,815 -5,495 -29% $25.99 13,192 16 Nov 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AI Restricted Stock Units Options Exercise $0 -10,000 -8.3% $0.000000 110,000 16 Nov 2024 Class A Common Stock 10,000 Direct F1, F2
transaction AI Restricted Stock Units Award $0 +15,072 $0.000000 15,072 18 Nov 2024 Class A Common Stock 15,072 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
F2 20% of such RSU award vested August 16, 2023 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
F3 20% of such RSU award shall vest on November 18, 2025 and 5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.