Merel Witteveen - Nov 16, 2024 Form 4 Insider Report for C3.ai, Inc. (AI)

Role
Senior VP, Operations
Signature
/s/ Eric Jensen, Attorney-in-Fact
Stock symbol
AI
Transactions as of
Nov 16, 2024
Transactions value $
-$142,815
Form type
4
Date filed
11/19/2024, 09:18 PM
Previous filing
Oct 29, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AI Class A Common Stock Options Exercise +10K +115.11% 18.7K Nov 16, 2024 Direct F1
transaction AI Class A Common Stock Tax liability -$143K -5.5K -29.41% $25.99 13.2K Nov 16, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AI Restricted Stock Units Options Exercise $0 -10K -8.33% $0.00 110K Nov 16, 2024 Class A Common Stock 10K Direct F1, F2
transaction AI Restricted Stock Units Award $0 +15.1K $0.00 15.1K Nov 18, 2024 Class A Common Stock 15.1K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
F2 20% of such RSU award vested August 16, 2023 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
F3 20% of such RSU award shall vest on November 18, 2025 and 5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.