Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AXON | Common Stock | Sale | -$298K | -500 | -0.58% | $596.45 | 86K | Nov 15, 2024 | Direct | F1, F2 |
transaction | AXON | Common Stock | Sale | -$1.02M | -1.7K | -1.98% | $597.80 | 84.3K | Nov 15, 2024 | Direct | F1, F3 |
transaction | AXON | Common Stock | Sale | -$1.14M | -1.91K | -2.26% | $598.91 | 82.4K | Nov 15, 2024 | Direct | F1, F4 |
transaction | AXON | Common Stock | Sale | -$1.21M | -2.02K | -2.45% | $599.75 | 80.3K | Nov 15, 2024 | Direct | F1, F5 |
transaction | AXON | Common Stock | Sale | -$120K | -200 | -0.25% | $600.88 | 80.1K | Nov 15, 2024 | Direct | F1, F6 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Id | Content |
---|---|
F1 | This sale of shares, received upon settlement of vested restricted stock units, executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on August 16, 2024. |
F2 | The transaction was executed in multiple trades at prices ranging from $596.08 to $596.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F3 | The transaction was executed in multiple trades at prices ranging from $597.35 to $598.31. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F4 | The transaction was executed in multiple trades at prices ranging from $598.35 to $599.25. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F5 | The transaction was executed in multiple trades at prices ranging from $599.45 to $600.32. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F6 | The transaction was executed in multiple trades at prices ranging from $600.86 to $600.90. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |