Eric Vishria - Nov 13, 2024 Form 4 Insider Report for Confluent, Inc. (CFLT)

Role
Director
Signature
/s/ An-Yen Hu, Attorney-in-Fact
Stock symbol
CFLT
Transactions as of
Nov 13, 2024
Transactions value $
-$464,280
Form type
4
Date filed
11/15/2024, 07:00 PM
Previous filing
Nov 14, 2024
Next filing
Dec 16, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CFLT Class A Common Stock Sale -$464K -15.5K -1.2% $30.00 1.28M Nov 13, 2024 See footnote F1, F2
holding CFLT Class A Common Stock 12.6K Nov 13, 2024 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Shares sold pursuant to a 10b5-1 trading plan adopted February 20, 2024.
F2 Shares are held by entities controlled by the reporting person.