Richard U. Newfield Jr. - Nov 13, 2024 Form 4 Insider Report for National Bank Holdings Corp (NBHC)

Role
CHIEF RISK MNGMT OFFICER
Signature
/s/ Richard U. Newfield, Jr.
Stock symbol
NBHC
Transactions as of
Nov 13, 2024
Transactions value $
-$514,408
Form type
4
Date filed
11/15/2024, 06:29 PM
Previous filing
Apr 30, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NBHC Common Stock Options Exercise $445K +19.3K +13.45% $23.10 162K Nov 13, 2024 Direct F1
transaction NBHC Common Stock Sale -$959K -19.3K -11.85% $49.81 143K Nov 13, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NBHC Employee Stock Option (Right to Buy) Options Exercise $0 -19.3K -100% $0.00 0 Nov 13, 2024 Common Stock 19.3K $23.10 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 416 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 30, 2024.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.75 to $49.97, inclusive. The reporting person undertakes to provide to National Bank Holdings Corporation, any securityholder of National Bank Holdings Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F3 Time-vested stock option award. Award vested in three equal annual installments, the first of which occurred on April 28, 2021.