Walter Stanley Berman - Nov 11, 2024 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
EXECUTIVE VP AND CFO
Signature
/s/ Wendy B. Mahling for Walter Stanley Berman
Stock symbol
AMP
Transactions as of
Nov 11, 2024
Transactions value $
-$9,984,906
Form type
4
Date filed
11/13/2024, 06:07 PM
Previous filing
Feb 13, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Options Exercise $4.14M +25K +390.08% $165.41 31.4K Nov 11, 2024 Direct
transaction AMP Common Stock Tax liability -$9.24M -16.3K -52.04% $565.15 15.1K Nov 11, 2024 Direct
transaction AMP Common Stock Sale -$3.08M -5.46K -36.27% $563.79 9.6K Nov 11, 2024 Direct F1
transaction AMP Common Stock Sale -$1.8M -3.19K -33.25% $564.78 6.41K Nov 11, 2024 Direct
holding AMP Common Stock 360 Nov 11, 2024 By 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Employee Stock Option (right to buy) Options Exercise $0 -25K -69.63% $0.00 10.9K Nov 11, 2024 Common Stock 25K $165.41 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the weighted average price of 5,463 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 11, 2024 with sale prices ranging from $563.445 to $563.8724 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2 Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of November 11, 2024. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
F3 Fully vested.