Joseph Edward Sweeney - Nov 8, 2024 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
PRES-AWM PRODUCTS & SERVICES
Signature
/s/ Wendy B. Mahling for Joseph Edward Sweeney
Stock symbol
AMP
Transactions as of
Nov 8, 2024
Transactions value $
-$11,121,270
Form type
4
Date filed
11/13/2024, 05:15 PM
Previous filing
Jul 15, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Options Exercise $3.11M +24.5K +341.92% $126.89 31.6K Nov 8, 2024 Direct
transaction AMP Common Stock Tax liability -$8.33M -15.1K -47.72% $551.48 16.5K Nov 8, 2024 Direct
transaction AMP Common Stock Sale -$2.68M -4.89K -29.52% $548.78 11.7K Nov 8, 2024 Direct F1
transaction AMP Common Stock Sale -$2.48M -4.5K -38.59% $550.14 7.16K Nov 8, 2024 Direct F2
transaction AMP Common Stock Sale -$744K -1.35K -18.85% $551.41 5.81K Nov 8, 2024 Direct F3
holding AMP Common Stock 293 Nov 8, 2024 By 401(k) Plan F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Employee Stock Option (right to buy) Options Exercise $0 -24.5K -100% $0.00 0 Nov 8, 2024 Common Stock 24.5K $126.89 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the weighted average price of 4,885 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 8, 2024 with sale prices ranging from $548.50 to $548.8607 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2 Reflects the weighted average price of 4,500 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 8, 2024 with sale prices ranging from $550.0022 to $550.75 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 Reflects the weighted average price of 1,350 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 8, 2024 with sale prices ranging from $551.29 to $551.4462 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4 Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of November 8, 2024. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
F5 Fully vested.