Valerie D. Kramer - 08 Nov 2024 Form 4 Insider Report for National Bank Holdings Corp (NBHC)

Role
Chief Digital Officer
Signature
/s/ Valerie D. Kramer
Issuer symbol
NBHC
Transactions as of
08 Nov 2024
Net transactions value
-$65,242
Form type
4
Filing time
12 Nov 2024, 20:37:47 UTC
Previous filing
27 Aug 2024
Next filing
04 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NBHC Common Stock Options Exercise $22,137 +678 +6.4% $32.65 11,330 08 Nov 2024 Direct F1
transaction NBHC Common Stock Options Exercise $20,835 +597 +5.3% $34.90 11,927 08 Nov 2024 Direct
transaction NBHC Common Stock Sale $63,266 -1,275 -11% $49.62 10,652 08 Nov 2024 Direct F2
transaction NBHC Common Stock Sale $44,949 -897 -8.4% $50.11 9,755 11 Nov 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NBHC Employee Stock Option (Right to Buy) Options Exercise $0 -678 -100% $0.000000 0 08 Nov 2024 Common Stock 678 $32.65 Direct F3
transaction NBHC Employee Stock Option (Right to Buy) Options Exercise $0 -597 -100% $0.000000 0 08 Nov 2024 Common Stock 597 $34.90 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 532 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 30, 2024.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $49.62 to $49.64, inclusive. The reporting person undertakes to provide to National Bank Holdings Corporation, any securityholder of National Bank Holdings Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.
F3 Time-vested stock option award. Award vested in three equal annual installments, the first of which occurred on April 28, 2019.
F4 Time-vested stock option award. Award vested in three equal annual installments, the first of which occurred on October 1, 2019.