Dawn M. Brockman - 06 Nov 2024 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role: SVP AND CONTROLLER
Signature: /s/ Wendy B. Mahling for Dawn M. Brockman
Issuer symbol: AMP
Transactions as of: 06 Nov 2024
Net transactions value: -$196,042
Form type: 4
Filing time: 08 Nov 2024, 16:31:20 UTC
Previous filing: 15 Jul 2024
Next filing: 28 Jan 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AMP	Common Stock	Sale	$196,042	-350	-27%	$560.12	945	06 Nov 2024	Direct	F1
holding	AMP	Common Stock						144	06 Nov 2024	By 401(k) Plan	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reflects the weighted average price of 350 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 6, 2024 with sale prices ranging from $559.98 to $560.31 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2	Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of November 6, 2024. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.

Content

Reflects the weighted average price of 350 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 6, 2024 with sale prices ranging from $559.98 to $560.31 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of November 6, 2024. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.