Eric Vishria - Nov 1, 2024 Form 4 Insider Report for Confluent, Inc. (CFLT)

Role
Director
Signature
/s/ An-Yen Hu, Attorney-in-Fact
Stock symbol
CFLT
Transactions as of
Nov 1, 2024
Transactions value $
-$1,206,677
Form type
4
Date filed
11/5/2024, 08:00 PM
Previous filing
Oct 8, 2024
Next filing
Nov 14, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CFLT Class A Common Stock Sale -$37.1K -1.43K -0.11% $25.93 1.34M Nov 1, 2024 See footnote F1, F2
transaction CFLT Class A Common Stock Sale -$1.05M -40.5K -3.03% $25.94 1.3M Nov 1, 2024 See footnote F1, F2, F3
transaction CFLT Class A Common Stock Sale -$118K -4.47K -0.34% $26.46 1.29M Nov 1, 2024 See footnote F1, F2, F4
holding CFLT Class A Common Stock 12.6K Nov 1, 2024 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Shares sold pursuant to a 10b5-1 trading plan adopted February 20, 2024.
F2 Shares are held by entities controlled by the reporting person.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.33 to $26.32, inclusive. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.33 to $26.63, inclusive. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.