Key facts
- This page summarizes Nathaniel Ru's Form 4 filing for Sweetgreen, Inc. (SG).
- 6 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 30 Oct 2024, 17:00.
Nathaniel Ru - 28 Oct 2024 Form 4 Insider Report for Sweetgreen, Inc. (SG)
- Reporting relationship
- Chief Brand Officer, Director
- Issuer ticker
- SG
- Reported as of
- 28 Oct 2024
- Net transaction value
- -$89,690
- SEC form
- 4
- Accepted by SEC
- 30 Oct 2024, 17:00:10 UTC
- Prior SEC filing
- 17 Sep 2024
- Next SEC filing
- 07 Nov 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Ashley Van, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Nathaniel Ru filed Form 4 for Sweetgreen, Inc. (SG) on 30 Oct 2024.
Change
- Previous filing in this sequence was filed on 17 Sep 2024.
- Current net transaction value: -$89,690.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SG
transaction
Class A Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- +1,009
- Change %
- Price
- $0.000000
- Shares after
- 1,009
- Date
- 21 Oct 2024
- Ownership
- See footnote
- Footnotes
- F1, F2
SG
transaction
Class A Common Stock
Sale
- Transaction value
- $40,370
- Shares
- -1,009
- Change %
- -100%
- Price
- $40.01
- Shares after
- 0
- Date
- 28 Oct 2024
- Ownership
- See footnote
- Footnotes
- F2, F3, F4
SG
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $1,212
- Shares
- +1,263
- Change %
- +0.06%
- Price
- $0.9600
- Shares after
- 1,953,392
- Date
- 28 Oct 2024
- Ownership
- Direct
- Footnotes
- F5
SG
transaction
Class A Common Stock
Sale
- Transaction value
- $50,533
- Shares
- -1,263
- Change %
- -0.06%
- Price
- $40.01
- Shares after
- 1,952,129
- Date
- 28 Oct 2024
- Ownership
- Direct
- Footnotes
- F3, F4, F5
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SG
transaction
Derivative
Class B Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- -1,009
- Change %
- -0.03%
- Price
- $0.000000
- Shares after
- 3,389,244
- Date
- 28 Oct 2024
- Ownership
- See footnote
- Underlying class
- Class A Common Stock
- Underlying amount
- 1,009
- Exercise price
- Footnotes
- F1, F2
SG
transaction
Derivative
Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -1,263
- Change %
- -1.6%
- Price
- $0.000000
- Shares after
- 77,487
- Date
- 28 Oct 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 1,263
- Exercise price
- $0.9600
- Footnotes
- F6
SG
holding
Derivative
Class B Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 180,904
- Date
- 28 Oct 2024
- Ownership
- See footnote
- Underlying class
- Class A Common Stock
- Underlying amount
- 180,904
- Exercise price
- Footnotes
- F1, F7
SG
holding
Derivative
Class B Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 400,000
- Date
- 28 Oct 2024
- Ownership
- See footnote
- Underlying class
- Class A Common Stock
- Underlying amount
- 400,000
- Exercise price
- Footnotes
- F1, F8
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 8 footnotes
Footnote F1
Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.
Footnote F2
The shares are held by Nathaniel Ru Revocable Trust U/T/A dated October 7, 2016.
Footnote F3
Shares sold pursuant to a 10b5-1 plan dated June 10, 2024.
Footnote F4
The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $40.00 to $40.05. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Footnote F5
Includes 1,800,000 shares subject to restricted stock units that vest over time and if and to the extent the issuer's stock price reaches specified levels.
Footnote F6
Fully vested.
Footnote F7
The shares are held by Jonathan Neman, as Trustee of the Nathaniel Espinoza Ru 2014 GRAT.
Footnote F8
The shares are held by the Ru Descendants Trust U/T/A dated September 17, 2021.