Steven Pantelick - 04 Oct 2024 Form 4 Insider Report for PubMatic, Inc. (PUBM)

Role
CHIEF FINANCIAL OFFICER
Signature
/s/ Andrew Woods, Attorney-in-Fact
Issuer symbol
PUBM
Transactions as of
04 Oct 2024
Net transactions value
+$28,102
Form type
4
Filing time
07 Oct 2024, 16:51:59 UTC
Previous filing
07 Oct 2024
Next filing
06 Nov 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PUBM Stock Option (Right to buy Class B Common Stock) Options Exercise $0 -9,462 -7.4% $0.000000 118,663 04 Oct 2024 Class B Common Stock 9,462 $2.97 Direct F1
transaction PUBM Class B Common Stock Options Exercise $28,102 +9,462 +2.9% $2.97 333,488 04 Oct 2024 Class A Common Stock 9,462 Direct F2
holding PUBM Class B Common Stock 73,464 04 Oct 2024 Class A Common Stock 73,464 By spouse F2
holding PUBM Class B Common Stock 41,536 04 Oct 2024 Class A Common Stock 41,536 By PSLT DE LLC F2, F3
holding PUBM Class B Common Stock 115,000 04 Oct 2024 Class A Common Stock 115,000 By SMP DE LLC F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option vests as to 1/48 of the total shares on February 1, 2019, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F2 Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.
F3 The Reporting Person and his children are beneficiaries of PSLT DE LLC.
F4 The Reporting Person's spouse and his children are beneficiaries of SMP DE LLC.