Steven Pantelick - Oct 4, 2024 Form 4 Insider Report for PubMatic, Inc. (PUBM)

Role
CHIEF FINANCIAL OFFICER
Signature
/s/ Andrew Woods, Attorney-in-Fact
Stock symbol
PUBM
Transactions as of
Oct 4, 2024
Transactions value $
$28,102
Form type
4
Date filed
10/7/2024, 04:51 PM
Previous filing
Oct 7, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PUBM Stock Option (Right to buy Class B Common Stock) Options Exercise $0 -9.46K -7.38% $0.00 119K Oct 4, 2024 Class B Common Stock 9.46K $2.97 Direct F1
transaction PUBM Class B Common Stock Options Exercise $28.1K +9.46K +2.92% $2.97 333K Oct 4, 2024 Class A Common Stock 9.46K Direct F2
holding PUBM Class B Common Stock 73.5K Oct 4, 2024 Class A Common Stock 73.5K By spouse F2
holding PUBM Class B Common Stock 41.5K Oct 4, 2024 Class A Common Stock 41.5K By PSLT DE LLC F2, F3
holding PUBM Class B Common Stock 115K Oct 4, 2024 Class A Common Stock 115K By SMP DE LLC F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option vests as to 1/48 of the total shares on February 1, 2019, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F2 Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.
F3 The Reporting Person and his children are beneficiaries of PSLT DE LLC.
F4 The Reporting Person's spouse and his children are beneficiaries of SMP DE LLC.