Mukul Kumar - 01 Oct 2024 Form 4 Insider Report for PubMatic, Inc. (PUBM)

Role: PRESIDENT, ENGINEERING
Signature: /s/ Andrew Woods, Attorney-in-Fact
Issuer symbol: PUBM
Transactions as of: 01 Oct 2024
Net transactions value: -$59,245
Form type: 4
Filing time: 03 Oct 2024, 19:45:03 UTC
Previous filing: 02 Oct 2024
Next filing: 15 Nov 2024
SEC: View on sec.gov

Key filing fact

Mukul Kumar filed Form 4 for PubMatic, Inc. (PUBM) on 03 Oct 2024.

Key facts

This page summarizes Mukul Kumar's Form 4 filing for PubMatic, Inc. (PUBM).
5 reported transactions and 3 derivative rows are listed below.
Filing timestamp: 03 Oct 2024, 19:45.

Change

Previous filing in this sequence was filed on 02 Oct 2024.
Current net transaction value: -$59,245.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Transactions Table

PUBM transaction

Class A Common Stock

Options Exercise

Transaction value: $0
Shares: +10,540
Change %: +27%
Price: $0.000000
Shares after: 48,967
Date: 01 Oct 2024
Ownership: Direct

PUBM transaction

Class A Common Stock

Sale

Transaction value: $59,245
Shares: -4,079
Change %: -8.3%
Price: $14.52
Shares after: 44,888
Date: 02 Oct 2024
Ownership: Direct
Footnotes: F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

PUBM transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value: $0
Shares: -2,247
Change %: -17%
Price: $0.000000
Shares after: 11,237
Date: 01 Oct 2024
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 2,247
Exercise price: $0.000000
Footnotes: F3, F4, F5

PUBM transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value: $0
Shares: -4,279
Change %: -10%
Price: $0.000000
Shares after: 38,514
Date: 01 Oct 2024
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 4,279
Exercise price: $0.000000
Footnotes: F3, F5, F6

PUBM transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value: $0
Shares: -4,014
Change %: -7.1%
Price: $0.000000
Shares after: 52,186
Date: 01 Oct 2024
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 4,014
Exercise price: $0.000000
Footnotes: F3, F5, F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
F2	The price reported in Column 4 is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer on October 2, 2024 and October 3, 2024 at prices ranging from $14.32 to $14.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade.
F3	Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.
F4	The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F5	RSUs do not expire; they either vest or are canceled prior to the vesting date.
F6	The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F7	The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.