Kong Phan - Sep 13, 2024 Form 3 Insider Report for Confluent, Inc. (CFLT)

Signature
/s/ Melanie Vinson, Attorney-in-Fact
Stock symbol
CFLT
Transactions as of
Sep 13, 2024
Transactions value $
$0
Form type
3
Date filed
9/20/2024, 05:24 PM
Next filing
Sep 24, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CFLT Class A Common Stock 125K Sep 13, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CFLT Stock Option (Right to Buy) Sep 13, 2024 Class A Common Stock 2K $0.92 Direct F2
holding CFLT Stock Option (Right to Buy) Sep 13, 2024 Class A Common Stock 40K $4.71 Direct F2
holding CFLT Stock Option (Right to Buy) Sep 13, 2024 Class A Common Stock 30K $15.68 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 31,201 shares subject to restricted stock units that vest over time subject to the reporting person's continued service with the issuer at each such vest date.
F2 Fully vested.
F3 The shares subject to the option are immediately exercisable and vest monthly over four years from 3/19/2021, subject to the reporting person's continued service with the issuer at each such vest date.