Key facts
- This page summarizes Kong Phan's Form 3 filing for Confluent, Inc. (CFLT).
- 0 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 20 Sep 2024, 17:24.
Kong Phan - 13 Sep 2024 Form 3 Insider Report for Confluent, Inc. (CFLT)
- Reporting relationship
- Chief Accounting Officer
- Issuer ticker
- CFLT
- Reported as of
- 13 Sep 2024
- Net transaction value
- $0
- SEC form
- 3
- Accepted by SEC
- 20 Sep 2024, 17:24:17 UTC
- Next SEC filing
- 24 Sep 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Melanie Vinson, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Kong Phan filed Form 3 for Confluent, Inc. (CFLT) on 20 Sep 2024.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CFLT
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 124,842
- Date
- 13 Sep 2024
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CFLT
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 13 Sep 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 2,000
- Exercise price
- $0.9200
- Footnotes
- F2
CFLT
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 13 Sep 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 40,000
- Exercise price
- $4.71
- Footnotes
- F2
CFLT
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 13 Sep 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 30,000
- Exercise price
- $15.68
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Includes 31,201 shares subject to restricted stock units that vest over time subject to the reporting person's continued service with the issuer at each such vest date.
Footnote F2
Fully vested.
Footnote F3
The shares subject to the option are immediately exercisable and vest monthly over four years from 3/19/2021, subject to the reporting person's continued service with the issuer at each such vest date.