Ted Yednock - Sep 12, 2024 Form 4 Insider Report for Annexon, Inc. (ANNX)

Signature
/s/ Jennifer Lew, Attorney-in-Fact
Stock symbol
ANNX
Transactions as of
Sep 12, 2024
Transactions value $
-$33,880
Form type
4
Date filed
9/16/2024, 04:30 PM
Previous filing
Sep 6, 2024
Next filing
Sep 20, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ANNX Common Stock Sale -$33.9K -5.5K -55% $6.16 4.5K Sep 12, 2024 By Spouse F1
holding ANNX Common Stock 71.4K Sep 12, 2024 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted April 12, 2024.