Merel Witteveen - Sep 6, 2024 Form 4 Insider Report for C3.ai, Inc. (AI)

Role
Senior VP, Operations
Signature
/s/ Eric Jensen, Attorney-in-Fact
Stock symbol
AI
Transactions as of
Sep 6, 2024
Transactions value $
-$36,593
Form type
4
Date filed
9/10/2024, 08:18 PM
Previous filing
Aug 27, 2024
Next filing
Oct 29, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AI Class A Common Stock Options Exercise +3.13K +45.6% 9.98K Sep 6, 2024 Direct F1
transaction AI Class A Common Stock Tax liability -$36.6K -1.72K -17.22% $21.30 8.26K Sep 6, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AI Restricted Stock Units Options Exercise $0 -3.13K -12.5% $0.00 21.9K Sep 6, 2024 Class A Common Stock 3.13K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
F2 6.25% of such RSU award vested on the third month following July 6, 2022 and 6.25% of each RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.