| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AXON | Common Stock | Tax liability | -$6.86M | -19.4K | -7.08% | $354.62 | 254K | Sep 7, 2024 | Direct | F1 |
| transaction | AXON | Common Stock | Sale | -$1.79M | -5.01K | -1.97% | $357.88 | 249K | Sep 10, 2024 | Direct | F2, F3 |
| transaction | AXON | Common Stock | Sale | -$2.93M | -8.16K | -3.28% | $358.71 | 241K | Sep 10, 2024 | Direct | F2, F4 |
| transaction | AXON | Common Stock | Sale | -$1.51M | -4.21K | -1.75% | $359.33 | 237K | Sep 10, 2024 | Direct | F2, F5 |
| transaction | AXON | Common Stock | Sale | -$908K | -2.52K | -1.06% | $360.89 | 234K | Sep 10, 2024 | Direct | F2, F6 |
| transaction | AXON | Common Stock | Sale | -$14.1K | -39 | -0.02% | $361.78 | 234K | Sep 10, 2024 | Direct | F2, F7 |
| transaction | AXON | Common Stock | Sale | -$707K | -1.95K | -0.83% | $361.78 | 232K | Sep 10, 2024 | Direct | F7 |
| transaction | AXON | Common Stock | Sale | -$628K | -1.73K | -0.75% | $362.62 | 230K | Sep 10, 2024 | Direct | F8 |
| transaction | AXON | Common Stock | Sale | -$262K | -721 | -0.31% | $363.60 | 230K | Sep 10, 2024 | Direct | F9 |
| transaction | AXON | Common Stock | Sale | -$535K | -1.47K | -0.64% | $364.76 | 228K | Sep 10, 2024 | Direct | F10 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Securities disposed represent securities withheld to settle the reporting person's tax liability resulting from the vesting of restricted stock units. |
| F2 | This sale of shares, received upon settlement of vested restricted stock units, was executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2023. |
| F3 | The transaction was executed in multiple trades at prices ranging from $357.17 to $358.1507. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F4 | The transaction was executed in multiple trades at prices ranging from $358.1725 to $359.1625. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F5 | The transaction was executed in multiple trades at prices ranging from $359.17 to $359.9465. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F6 | The transaction was executed in multiple trades at prices ranging from $360.1913 to $361.1887. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F7 | The transaction was executed in multiple trades at prices ranging from $361.2003 to $362.1889. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F8 | The transaction was executed in multiple trades at prices ranging from $362.22 to $363.1232. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F9 | The transaction was executed in multiple trades at prices ranging from $363.2298 to $364.2033. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F10 | The transaction was executed in multiple trades at prices ranging from $364.4869 to $364.89. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |