Joshua Isner - 07 Sep 2024 Form 4 Insider Report for AXON ENTERPRISE, INC. (AXON)

Role
PRESIDENT
Signature
/s/ Joshua Isner by Isaiah Fields, Attorney-in-Fact
Issuer symbol
AXON
Transactions as of
07 Sep 2024
Net transactions value
-$16,151,606
Form type
4
Filing time
10 Sep 2024, 19:24:59 UTC
Previous filing
20 Jun 2024
Next filing
13 Nov 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXON Common Stock Tax liability $6,863,670 -19,355 -7.1% $354.62 253,977 07 Sep 2024 Direct F1
transaction AXON Common Stock Sale $1,791,565 -5,006 -2% $357.88 248,971 10 Sep 2024 Direct F2, F3
transaction AXON Common Stock Sale $2,928,515 -8,164 -3.3% $358.71 240,807 10 Sep 2024 Direct F2, F4
transaction AXON Common Stock Sale $1,513,490 -4,212 -1.7% $359.33 236,595 10 Sep 2024 Direct F2, F5
transaction AXON Common Stock Sale $908,008 -2,516 -1.1% $360.89 234,079 10 Sep 2024 Direct F2, F6
transaction AXON Common Stock Sale $14,109 -39 -0.02% $361.78 234,040 10 Sep 2024 Direct F2, F7
transaction AXON Common Stock Sale $706,557 -1,953 -0.83% $361.78 232,087 10 Sep 2024 Direct F7
transaction AXON Common Stock Sale $628,429 -1,733 -0.75% $362.62 230,354 10 Sep 2024 Direct F8
transaction AXON Common Stock Sale $262,159 -721 -0.31% $363.60 229,633 10 Sep 2024 Direct F9
transaction AXON Common Stock Sale $535,104 -1,467 -0.64% $364.76 228,166 10 Sep 2024 Direct F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Securities disposed represent securities withheld to settle the reporting person's tax liability resulting from the vesting of restricted stock units.
F2 This sale of shares, received upon settlement of vested restricted stock units, was executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2023.
F3 The transaction was executed in multiple trades at prices ranging from $357.17 to $358.1507. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 The transaction was executed in multiple trades at prices ranging from $358.1725 to $359.1625. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5 The transaction was executed in multiple trades at prices ranging from $359.17 to $359.9465. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6 The transaction was executed in multiple trades at prices ranging from $360.1913 to $361.1887. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7 The transaction was executed in multiple trades at prices ranging from $361.2003 to $362.1889. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8 The transaction was executed in multiple trades at prices ranging from $362.22 to $363.1232. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9 The transaction was executed in multiple trades at prices ranging from $363.2298 to $364.2033. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10 The transaction was executed in multiple trades at prices ranging from $364.4869 to $364.89. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.