Andrew Woods - Sep 3, 2024 Form 4 Insider Report for PubMatic, Inc. (PUBM)

Signature
/s/ Andrew Woods
Stock symbol
PUBM
Transactions as of
Sep 3, 2024
Transactions value $
-$41,463
Form type
4
Date filed
9/5/2024, 04:37 PM
Previous filing
Jul 3, 2024
Next filing
Oct 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PUBM Class A Common Stock Sale -$41.5K -2.71K -9.2% $15.30 26.7K Sep 3, 2024 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2024.
F2 Includes 1,389 shares of Class A Common Stock acquired by the reporting person on November 30, 2023 pursuant to the Issuer's employee stock purchase plan.

Remarks:

The total number of shares reported as directly held by the Reporting Person in Forms 4 filed between January 3, 2024 and July 3, 2024 do not reflect the acquisition of 1,389 shares of Class A Common Stock acquired by the Reporting Person on November 30, 2023 pursuant to the Issuer's employee stock purchase plan. In addition, the total direct holdings reflected in Table I of these Forms 4 were overstated by 10 shares due to a scrivener's error.