Gregory B. Cook - 29 Aug 2024 Form 4 Insider Report for ECOLAB INC. (ECL)

Reporting relationship: EVP & PRES - INST GROUP
Issuer ticker: ECL
Reported as of: 29 Aug 2024
Net transaction value: -$499,337
SEC form: 4
Accepted by SEC: 30 Aug 2024, 16:34:13 UTC
Prior SEC filing: 05 Mar 2024
Next SEC filing: 06 Dec 2024
Source filing: View source filing
Reporting owner signature: /s/ David F. Duvick, as Attorney-in-Fact for Gregory B. Cook

Key filing fact

Gregory B. Cook filed Form 4 for ECOLAB INC. (ECL) on 30 Aug 2024.

Key facts

This page summarizes Gregory B. Cook's Form 4 filing for ECOLAB INC. (ECL).
5 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 30 Aug 2024, 16:34.

Change

Previous filing in this sequence was filed on 05 Mar 2024.
Current net transaction value: -$499,337.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ECL transaction

Common Stock

Options Exercise

Transaction value: $187,733
Shares: +1,576
Change %: +20%
Price: $119.12
Shares after: 9,656
Date: 29 Aug 2024
Ownership: Direct
Footnotes: F1

ECL transaction

Common Stock

Options Exercise

Transaction value: $263,127
Shares: +2,235
Change %: +23%
Price: $117.73
Shares after: 11,891
Date: 29 Aug 2024
Ownership: Direct

ECL transaction

Common Stock

Sale

Transaction value: $950,197
Shares: -3,811
Change %: -32%
Price: $249.33
Shares after: 8,080
Date: 29 Aug 2024
Ownership: Direct

ECL holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 3,421
Date: 29 Aug 2024
Ownership: By Ecolab Savings Plan
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ECL transaction Derivative

Employee Stock Option (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -1,576
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 29 Aug 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,576
Exercise price: $119.12
Footnotes: F3

ECL transaction Derivative

Employee Stock Option (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -2,235
Change %: -50%
Price: $0.000000
Shares after: 2,234
Date: 29 Aug 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,235
Exercise price: $117.73
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The total includes 37.679 shares resulting from automatic dividend reinvestment in transactions exempt pursuant to Rule 16a-11 under Section 16 of the Securities Exchange Act of 1934 since the reporting person's last report.

Footnote F2

Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of July 31, 2024. Includes 63.569 UNITS acquired since the reporting person's last report. (The 3,420.728 UNITS are the equivalent of approximately 6,279 shares of the issuer's Common Stock.)

Footnote F3

Option granted under the Ecolab Inc. 2010 Stock Incentive Plan. The option became or becomes exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column is the first anniversary of the date of grant.