Christopher Yea - 22 Aug 2024 Form 4 Insider Report for KalVista Pharmaceuticals, Inc. (KALV)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
26 Aug 2024, 19:58:40 UTC
Prior SEC filing
21 Aug 2024
Next SEC filing
19 Nov 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Benjamin L. Palleiko, Attorney-in-Fact

Key filing fact

Christopher Yea filed Form 4 for KalVista Pharmaceuticals, Inc. (KALV) on 26 Aug 2024.

Key facts

  • This page summarizes Christopher Yea's Form 4 filing for KalVista Pharmaceuticals, Inc. (KALV).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 26 Aug 2024, 19:58.

Change

  • Previous filing in this sequence was filed on 21 Aug 2024.
  • Current net transaction value: -$23,758.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

KALV transaction

Common Stock

Options Exercise

Transaction value
Shares
+3,125
Change %
+3.7%
Price
Shares after
87,592
Date
22 Aug 2024
Ownership
Direct
Footnotes
F1
KALV transaction

Common Stock

Sale

Transaction value
$23,758
Shares
-1,916
Change %
-2.2%
Price
$12.40
Shares after
85,676
Date
23 Aug 2024
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

KALV transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
$0
Shares
-3,125
Change %
-6.2%
Price
$0.000000
Shares after
46,875
Date
22 Aug 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,125
Exercise price
Footnotes
F1, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

Footnote F2

The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

Footnote F3

1/16th of the total number of shares underlying the RSUs shall vest on each quarterly anniversary of the Vesting Commencement Date thereafter, for so long as grantee's Service (as defined in the Plan) does not terminate.

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